Blank Maryland State Compliance Application PDF Form

Blank Maryland State Compliance Application PDF Form

The Maryland State Compliance Application form is a crucial document for laboratories seeking licensing from the Maryland Department of Health and Mental Hygiene. This form must be completed thoroughly to ensure compliance with state regulations, as any omissions can delay the licensing process. For a smooth application experience, it is essential to follow the provided instructions and submit the necessary documentation.

To begin your application, please fill out the form by clicking the button below.

The Maryland State Compliance Application form is a crucial document for laboratories seeking to obtain or renew their state license. This application, managed by the Maryland Department of Health and Mental Hygiene's Office of Health Care Quality, ensures that laboratories comply with state regulations and maintain high standards of health care quality. Applicants must provide detailed information about their laboratory, including the type of laboratory, director qualifications, and testing instrumentation. The form also includes sections for attestation, ownership information, and proficiency testing enrollment. A checklist at the end of the application serves as a helpful guide to ensure that all necessary documentation is included, thereby preventing delays in processing. It is essential to complete the application thoroughly and accurately, as any omissions could prolong the licensing process. After submission, applicants can expect a review period of 6-8 weeks before receiving an invoice for the application fee. This careful and structured approach not only streamlines the licensing process but also reinforces the commitment to quality and safety in laboratory practices across Maryland.

Document Sample

Maryland Department of Health and Mental Hygiene

Office of Health Care Quality Laboratory Licensing Programs

Spring Grove Center Bland Bryant Building

55 Wade Avenue, Catonsville, MD 21228

Phone: 410.402.8025 Fax: 410.402.8213

Instructions for Completion of State Compliance Application

***Changes to your current State laboratory license must be submitted on the Laboratory Licensing Change Form. The form can be downloaded on our website at www.dhmh.state.md.us/ohcq ***

It is important that you fill out this application completely, including signatures where required. If the application is incomplete it will delay the licensing process.

Please submit no money at this time. Once your application is reviewed for completeness and compliance with the applicable regulations, you will be issued an invoice for the application fee as well as other fees as outlined in COMAR 10.10.04.02.

Please allow 6-8 weeks for permit processing and invoicing.

Once your payment is received, the appropriate license will be issued.

Please review page six of this application, to verify you have the correct supportive documentation.

If you have any questions, please call the Laboratory Licensing Division at (410) 402-8025.

***Important***

***Before submitting your application, please review the

checklist on the last page.***

2

Maryland Department of Health and Mental Hygiene

Office of Health Care Quality Laboratory Licensing Programs

Spring Grove Center Bland Bryant Building

55 Wade Avenue, Catonsville, MD 21228

Phone: 410.402.8025 Fax: 410.402.8213

 

 

Date/Amount Paid

Office use only

 

State of Maryland

 

 

 

 

 

Invoice #

Office use only

 

Department of Health and Mental Hygiene

 

 

 

 

 

 

Laboratory Licensing Programs

 

 

 

 

Check #

Office use only

 

Office of Health Care Quality

 

 

 

 

 

 

State Permit #

Applicant, if known please enter

 

 

 

 

 

 

CLIA #

Applicant, if known please enter

 

 

 

 

 

State Compliance Application

Initial Application

Reinstatement

I. Laboratory Information

Type of Laboratory

Physician Office

Point of Care

Independent/Reference

Hospital

Laboratory Practice/ Entity Name

Contact Person Name/Phone Number

Address, City, State and Zip Code

Email Address

Fax

 

 

 

Mailing address if different from above

 

 

II. Director Information

Director Name

Degree

Full Time

Part Time (hours/week)

 

 

 

 

Certification by American Specialty Board (Name, Date, Number)

 

State Medical License Number

 

 

 

 

III. Laboratory Supervisor/Consulting Supervisor/Manager Information

 

 

 

 

Name

Degree

Full Time

Part Time (hours/week)

 

 

 

 

Certification by American Specialty Board (Name, Date, Number)

3

IV. Schedule A – General Permit

*** If you are only performing tests on Excepted list, Schedule B, do not use this section***

Chemistry

Genetics

Forensic Toxicology

Microbiology

Health Awareness

Routine

Routine

Toxicology: Job Related

Bacteriology

Cholesterol/HDL

Blood Gas

Molecular

 

Parasitology

Other Excepted Tests *

 

 

 

 

Endocrinology

Cytogenetics

 

Mycology

 

 

 

 

 

Toxicology: Drugs of Abuse

 

 

Mycobacteriology

* Excepted tests under

 

 

 

Health Awareness require

Toxicology: Therapeutic

 

 

Virology

 

 

 

a General Permit.

Toxicology: Heavy Metals

 

 

 

 

 

 

 

Radioimmunoassay

 

 

 

 

 

 

 

 

 

Immunohematology

Hematology

Molecular Biology

Pathology

Immunology

ABO/Rh/Non Trans-

Routine

Nucleic Acid Probes

Histopathology

General Immunology

fusion/Transplant

Coagulation

PCR Amplifications

Dermatopathology

Syphilis Serology

ABO/Rh

 

Recombinant Nucleic Acid

Oral Pathology

Histocompatability

Antibody Detection

 

Techniques

Cytology–GYN

 

Antibody Identification

 

 

Cytology–Non- GYN

 

Compatibility Testing

 

 

 

 

 

 

 

 

V. Schedule B – Excepted Tests *

 

*Note: Not all tests excepted by Maryland regulations are waived by CLIA. You can check the test categories for CLIA at http://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfclia/search.cfm

Chemistry

 

Hematology

 

 

BNP

 

Fern Test

 

 

Dipstick Glucose

 

Hematocrit

 

 

Dipstick Urinalysis

 

Hemoglobin

 

 

Dipstick Microalbumin & creatinine, urine

 

Nitrazine Test

 

 

Fructosamine (whole blood)

 

Semen analysis, qualitative

 

 

Glucose (FDA Home Device)

 

Sickle Cell Testing

 

 

Hemoglobin A1c (Glycohemoglobin)

 

CLIA Waived PT/INR

 

 

Microscopic Urinalysis

 

 

 

 

Urine or saliva drug or alcohol for approved counselors

 

 

 

CLIA Waived blood lipids for cholesterol, HDL, LDL,

and

 

 

 

Triglycerides

 

 

 

 

 

 

 

 

 

Immunology

 

Microbiology

 

 

Bladder marker, H-related protein, qualitative

 

Dermatophyte Screen

Trichomonas vaginalis antigen

 

H.Pylori (whole blood)

 

Fecal Fat

Bacterial Sialidase

 

Heterophyle AG (whole blood)

 

Gram Stain

Adenovirus antigen eye fluid

 

Mono Slide Test

 

Group A Strep Screen (non-culture)

 

NMP Bladder Marker, qualitative

 

Influenza Antigen (nasal or throat swab)

 

Rheumatoid Factor

 

KOH Preparation

 

 

Urine Pregnancy Test

 

Occult Blood

 

 

 

 

Occult Blood, gastric

 

 

 

 

Pinworm Prep

 

 

 

 

Urine Colony Count (no ID)

 

 

 

 

Wet Mount

 

 

 

 

 

 

 

4

VI. Mandatory, You Must List Testing Instrumentation and Test Kits Used in the Laboratory

***Please also include test discipline/subdicipline (e.g. Chemistry-Routine) if using Schedule A***

__________________________________________

____________________________________________

__________________________________________

____________________________________________

__________________________________________

____________________________________________

__________________________________________

____________________________________________

__________________________________________

____________________________________________

__________________________________________

____________________________________________

__________________________________________

____________________________________________

VII. Proficiency Testing

I am not enrolled

I am enrolled (complete below)

Name of Company

Discipline

__________________________________________

____________________________________________

__________________________________________

____________________________________________

__________________________________________

____________________________________________

__________________________________________

____________________________________________

VIII. Ownership Information

A. Type of Entity

Sole Proprietorship

Partnership

Corporation

Unincorporated Association

Other (Specify) _____________________________________

B.This section is MANDATORY, application will be returned if left blank. Social Security Number is unacceptable

Name

Address

EIN Federal Tax ID

IX. Attestation

I certify that the information provided in this application is true and complete, understanding that any knowing and willful false statement or representation, or failure to fully and accurately disclose the requested information in this application, may be prosecuted under applicable federal or State laws, may lead to a denial, suspension or revocation of the medical laboratory license for this entity, or could result in termination of participation in State or federal reimbursement programs. I further understand that compliance with State laws may not assure compliance with federal laws.

______________________________________________________

________________________

Signature of Laboratory Director

Date

5

For Informational Purposes Only

Examples of Testing for Schedule A- General Permit (Do Not Circle)

Chemistry

Alkaline Phosphatase

Amylase

B-HCG (quantitative)

Blood Lead

CK-MB

Digoxin

Iron

Lipase

Phenytoin

T4-Free

Troponin

TSH

Vitamin D

Genetics

Chromosome Analysis

FISH Studies (Neoplastic and Congenital)

Fragile X Screen

Gaucher Disease (GBA) 8 Mutations

Tay-Sachs (HEXA) 7 Mutations

Y Chromosome Deletions

Forensic Toxicology

Job Related Alcohol

Job Related Drugs of Abuse

Microbiology

AFB Smear

Bacterial Culture

Blood Culture

CSF Bacterial Antigen

Fungus/Yeast Culture

Ova and Parasite

Sensitivity Testing

Viral Culture

Hematology

APTT

CBC

Differential

Fetal Hemoglobin

Fibrinogen

INR

Prothrombin Time

Reticulocyte Count

Sedimentation Rate

Molecular Biology

Adenovirus PCR

BD Affirm Probe Test

Chlamydia PCR

EBV PCR

HCV Genotyping

HIV Drug Resistance Genotyping

HIV Viral Load

Pathology

Dermatopathology

Fine Needle Aspirations

Grossing

Histopathology

Oral Pathology

Other Cytology

Pap Smear Interpretations

Immunology

Anti-Nuclear Antibody

Epstein Barr Antibodies

GM1 Antibody

Hepatitis B Surface Antibody

Hepatitis B Surface Antigen

Herpes Antibody

HIV Antibody

Lyme Antibody

Non Transplant Related Histocompatibility

6

To prevent a delay in processing your application please check to make sure all of the following are included:

Completed application with each section completely filled out

Signature of Medical Director must match Director name in section II of application

If the status of your CLIA certificate is changing, a completed CMS 116 form must be submitted

Director Qualifications

Copy of CV, Diploma (highest degree), ECFMG (if applicable), board certification for MD or PhD (if applicable)

Technical Supervisor Qualifications (for the discipline of HISTOLOGY)

Copy of American Pathology Board certification in Anatomical Pathology

Copy of Maryland (Board of Physicians) license to practice medicine

Genetics Testing

Copy of Technical Supervisor’s diploma (must be MD, DO or PhD), board certification from the American Board of Medical Genetics or 4 years of verified (not self-generated) experience in clinical genetics and CV

Copy of Test Menu

Copy of a Validation Study of one test (includes a summary and raw data)

Letter from Director documenting that the lab does not perform “Direct to Consumer” testing

Certificate of Accreditation Laboratories

Copy of enrollment verification from the designated accrediting organization

____________________________________________________________________________________________

Applicants Located in Maryland

Completed CLIA application in agreement with State application

Copy of Director’s Maryland (Board of Physicians) license to practice medicine

For High Complexity Laboratories: Documentation

of training, education and previous experience

that meets CLIA Sec. 493.1443: Standard:

Laboratory Director Qualifications

For Moderate Complexity Laboratories:

Board Certification or Documentation of 20 CME from approved programs for Medical Director that meets CLIA Sec. 493.1405

Documentation of licensure as a practitioner seeking a Letter of Exception (midwife, nurse practitioner, PA, chiropractor, podiatrist, dentist)

Applicants Located Out of State

Copy of CLIA certificate and State Laboratory License, if applicable

Copy of most recent survey, which includes cited deficiencies and corrective actions

Copy of Director’s State license to practice medicine from the State where the laboratory is located

Documentation of training, education and previous experience that meets CLIA Sec. 493.1443: Standard: Laboratory Director Qualifications

Proof of most recent participation in annual GYN cytology proficiency testing

File Specifics

Fact Name Description
Governing Authority The Maryland State Compliance Application is governed by the Code of Maryland Regulations (COMAR) 10.10.04.02.
Submission Requirement All changes to your current State laboratory license must be submitted using the Laboratory Licensing Change Form.
Processing Time Expect a processing time of 6-8 weeks for permit processing and invoicing after submission.
Application Fee No payment is required at the time of application submission. An invoice will be sent after review.
Contact Information For questions, contact the Laboratory Licensing Division at 410.402.8025.
Documentation Checklist Review the checklist on the last page before submitting your application to ensure completeness.
Signature Requirement The application must be signed by the Laboratory Director to confirm the accuracy of the information provided.

How to Use Maryland State Compliance Application

Completing the Maryland State Compliance Application form is a critical step in the licensing process for laboratories. After submitting your application, you can expect a review period of 6-8 weeks. During this time, the application will be assessed for completeness and compliance with regulations. An invoice for the application fee will be sent once the review is complete. Payment must be made before the appropriate license is issued.

  1. Download the Maryland State Compliance Application form from the Maryland Department of Health and Mental Hygiene website.
  2. Fill out the Laboratory Information section, including the type of laboratory, practice/entity name, contact person, and mailing address.
  3. Complete the Director Information section with the director’s name, degree, certification details, and state medical license number.
  4. Provide details in the Laboratory Supervisor/Consulting Supervisor/Manager Information section, including name, degree, and certification information.
  5. In the Schedule A – General Permit section, indicate the types of tests your laboratory will perform, if applicable.
  6. Complete the Schedule B – Excepted Tests section, if your laboratory will conduct any excepted tests.
  7. List all testing instrumentation and test kits used in the laboratory in the designated section.
  8. Indicate your enrollment status in proficiency testing and provide the name of the company and discipline if applicable.
  9. Fill out the Ownership Information section, specifying the type of entity and providing the required identification information.
  10. Sign and date the Attestation section, certifying that the information provided is accurate and complete.
  11. Review the checklist on the last page to ensure all required documentation is included.
  12. Submit the completed application form to the Maryland Department of Health and Mental Hygiene, ensuring no payment is included at this stage.

Your Questions, Answered

What is the Maryland State Compliance Application form?

The Maryland State Compliance Application form is a document required for laboratories seeking to obtain or renew their state laboratory license. This form ensures that laboratories meet the necessary standards set by the Maryland Department of Health and Mental Hygiene's Office of Health Care Quality.

Who needs to fill out this application?

Any laboratory operating in Maryland, including physician offices, independent reference labs, and hospital laboratories, must complete this application to obtain a state laboratory license. This includes new applications and reinstatements for previously licensed laboratories.

What information is required on the application?

The application requires detailed information, including:

  • Laboratory information (name, address, type of laboratory)
  • Director and supervisor details (names, qualifications, and licenses)
  • Testing instrumentation and test kits used
  • Ownership information (type of entity, tax identification numbers)

Completing all sections accurately is crucial to avoid delays in processing.

How should I submit the application?

Applications can be submitted by mail to the address provided on the form. Ensure that you include all required signatures and documentation. Do not send any payment with the application; an invoice will be issued after review.

What happens if I submit an incomplete application?

Submitting an incomplete application will delay the licensing process. The Maryland Department of Health and Mental Hygiene will return the application for corrections, which can extend the time before you receive your license.

How long does the application process take?

Typically, you can expect the processing of your application to take about 6 to 8 weeks. After your application is reviewed, you will receive an invoice for the applicable fees, which must be paid before the license is issued.

Is there a fee associated with the application?

There is no fee required at the time of application submission. However, once your application is reviewed and deemed complete, an invoice will be sent to you detailing the application fee and any other associated costs.

What should I do if I have questions about the application?

If you have any questions while completing the application, you can contact the Laboratory Licensing Division at (410) 402-8025. They can provide guidance and clarify any uncertainties you may have regarding the process.

Can I make changes to my application after submission?

Yes, if you need to make changes to your current state laboratory license, you must submit a Laboratory Licensing Change Form instead of modifying the original application. This form can be downloaded from the Maryland Department of Health's website.

What is the importance of the checklist at the end of the application?

The checklist at the end of the application is a crucial tool. It helps ensure that you have included all necessary documents and information. Reviewing this checklist before submission can prevent common mistakes that lead to application delays.

Common mistakes

  1. Incomplete Information: Many applicants fail to fill out all required fields. Leaving sections blank can lead to delays in processing.

  2. Missing Signatures: Some applicants overlook the necessity for signatures. Ensure that all required signatures are provided to avoid rejection.

  3. Incorrect Payment Submission: Applicants often submit payment prematurely. The instructions specify that no money should be sent with the application.

  4. Failure to Review Documentation: Not checking the checklist on the last page is a common mistake. This can result in missing necessary supporting documents.

  5. Omitting Contact Information: Some applicants forget to include their contact details. Providing accurate contact information is crucial for communication.

  6. Incorrect Laboratory Type Selection: Choosing the wrong type of laboratory can lead to complications. Make sure to select the appropriate category that fits your laboratory.

  7. Not Specifying Ownership Information: Failing to provide complete ownership details can cause the application to be returned. This section is mandatory and must be filled out accurately.

Documents used along the form

When applying for a laboratory license in Maryland, the State Compliance Application form is essential. However, several other forms and documents may accompany this application to ensure compliance with state regulations. Each of these documents serves a specific purpose, facilitating a smoother licensing process. Below is a list of commonly required forms and their brief descriptions.

  • Laboratory Licensing Change Form: This form is used to report any changes to an existing laboratory license. It is crucial for maintaining accurate records and ensuring compliance with state regulations.
  • Proficiency Testing Enrollment Form: Laboratories must demonstrate their testing accuracy through proficiency testing. This form indicates whether the laboratory is enrolled in a proficiency testing program and provides necessary details.
  • Ownership Information Form: This document collects essential information about the laboratory's ownership structure. It is mandatory and must be filled out completely to avoid application delays.
  • Testing Instrumentation and Test Kits List: Laboratories must provide a detailed list of all testing instruments and kits used in their operations. This ensures that the laboratory is equipped to perform the tests it claims to offer.
  • Director and Supervisor Credentials Verification: This form verifies the qualifications and certifications of the laboratory director and supervisors. It is vital for ensuring that qualified personnel oversee laboratory operations.
  • Checklist for Application Submission: This checklist helps applicants ensure they have included all necessary documents and information before submitting their application. It is a helpful tool to avoid missing critical items that could delay processing.

Completing the Maryland State Compliance Application form along with these supporting documents is crucial for a successful licensing process. Each form plays a role in demonstrating compliance with state regulations and ensuring that the laboratory operates effectively and safely.

Similar forms

The Maryland State Compliance Application form shares similarities with the Clinical Laboratory Improvement Amendments (CLIA) application. Both documents are essential for laboratories seeking to obtain or maintain their operating licenses. The CLIA application requires detailed information about laboratory practices, personnel qualifications, and testing capabilities, much like the Maryland form. Each application emphasizes the importance of accurate and complete information to ensure compliance with federal and state regulations, ultimately facilitating the safe operation of medical laboratories.

Another comparable document is the State Laboratory License Renewal Application. This form is used by existing laboratories to renew their licenses, similar to how the Maryland State Compliance Application initiates the licensing process. Both applications require laboratories to provide updated information about their operations, ownership, and personnel. They also stress the necessity of submitting complete documentation to avoid delays in processing, ensuring that laboratories continue to meet the necessary health and safety standards.

The National Accreditation Program for Laboratory Services (NAPLS) application also bears resemblance to the Maryland State Compliance Application. NAPLS focuses on the accreditation of laboratory services, requiring detailed disclosures about laboratory practices and quality control measures. Both applications aim to ensure that laboratories adhere to high standards of care and safety, and they require laboratories to provide evidence of compliance with relevant regulations and guidelines.

Similar to the Maryland State Compliance Application, the Laboratory Licensing Change Form is used when a laboratory needs to update its existing license. This form allows for modifications related to ownership, location, or operational changes. Both documents require thorough completion and the submission of supporting documentation to maintain compliance with state regulations. The emphasis on timely and accurate reporting in both forms helps ensure that laboratories operate safely and effectively.

The Medicare Provider Enrollment Application is another document akin to the Maryland State Compliance Application. This application is necessary for laboratories seeking reimbursement for services provided to Medicare beneficiaries. Both applications require comprehensive information about the laboratory's operations, ownership, and personnel. The focus on compliance with applicable regulations is crucial, as it impacts the laboratory's ability to receive funding and maintain its license to operate.

The State Health Department's Laboratory Inspection Report also shares similarities with the Maryland State Compliance Application. While the compliance application is a proactive step for obtaining a license, the inspection report evaluates a laboratory's adherence to existing regulations. Both documents require detailed information about laboratory practices and personnel qualifications. The findings from an inspection report can influence the licensing process, highlighting the importance of maintaining compliance at all times.

Lastly, the Laboratory Quality Management Plan is similar in that it outlines the operational procedures and quality assurance measures a laboratory must follow. Both documents emphasize the importance of accurate record-keeping and adherence to regulatory standards. The quality management plan serves as a framework for continuous improvement, which aligns with the goals of the Maryland State Compliance Application to ensure that laboratories operate within the bounds of state and federal laws.

Dos and Don'ts

When filling out the Maryland State Compliance Application form, it's essential to follow specific guidelines to ensure a smooth process. Here are eight things to do and avoid:

  • Do fill out the application completely, ensuring all sections are addressed.
  • Do include signatures where required to validate your application.
  • Do review the checklist on the last page before submission to confirm all necessary documentation is included.
  • Do allow 6-8 weeks for processing after submission.
  • Don't submit any payment with your application; you will receive an invoice later.
  • Don't leave any mandatory fields blank, as this will result in your application being returned.
  • Don't forget to verify that you have the correct supportive documentation as outlined on page six.
  • Don't hesitate to call the Laboratory Licensing Division if you have questions or need clarification.

Misconceptions

Misconceptions about the Maryland State Compliance Application form can lead to confusion during the application process. Here are ten common misconceptions, along with clarifications to help applicants understand the requirements better.

  • Completing the application is optional. Many believe that filling out the application is not mandatory. In reality, submitting a complete application is essential for obtaining a laboratory license.
  • Payment is required upon application submission. Some applicants think they must pay fees when they submit the application. However, payment is only required after the application has been reviewed and an invoice is issued.
  • Only new applications require the State Compliance Application form. This is not true. The form is also necessary for reinstatements and changes to existing licenses.
  • Incomplete applications will still be processed. It is a misconception that an incomplete application will be accepted. Incomplete submissions will delay the licensing process.
  • All tests performed require a General Permit. Some applicants may think that all laboratory tests need a General Permit. In fact, only certain tests listed under Schedule A require this permit.
  • All tests excepted by Maryland regulations are also waived by CLIA. This is incorrect. Not all tests that Maryland considers excepted are waived under CLIA regulations.
  • There is no need to review the checklist before submission. Some applicants overlook the importance of the checklist. Reviewing it is crucial to ensure all necessary documents are included.
  • Contact information is not important. Some may assume that providing contact details is optional. In reality, accurate contact information is vital for communication regarding the application.
  • Signature of the laboratory director is not necessary. This is a misunderstanding. The signature of the laboratory director is mandatory to validate the application.
  • The application will be processed immediately upon submission. Many applicants expect quick processing. However, it typically takes 6-8 weeks for permit processing and invoicing.

Key takeaways

Filling out the Maryland State Compliance Application form requires attention to detail. Here are some key takeaways to ensure a smooth process:

  • Complete the Application: Fill out all sections of the application thoroughly. Missing information can delay the licensing process.
  • Review the Checklist: Always check the checklist on the last page before submitting your application to ensure you have included all required documentation.
  • Do Not Submit Payment Initially: Do not include payment with your application. An invoice will be sent after your application is reviewed for completeness.
  • Allow Processing Time: Expect a processing time of 6-8 weeks. Be patient as your application is reviewed and invoiced.