The Maryland State Compliance Application form is a crucial document for laboratories seeking licensing from the Maryland Department of Health and Mental Hygiene. This form must be completed thoroughly to ensure compliance with state regulations, as any omissions can delay the licensing process. For a smooth application experience, it is essential to follow the provided instructions and submit the necessary documentation.
To begin your application, please fill out the form by clicking the button below.
The Maryland State Compliance Application form is a crucial document for laboratories seeking to obtain or renew their state license. This application, managed by the Maryland Department of Health and Mental Hygiene's Office of Health Care Quality, ensures that laboratories comply with state regulations and maintain high standards of health care quality. Applicants must provide detailed information about their laboratory, including the type of laboratory, director qualifications, and testing instrumentation. The form also includes sections for attestation, ownership information, and proficiency testing enrollment. A checklist at the end of the application serves as a helpful guide to ensure that all necessary documentation is included, thereby preventing delays in processing. It is essential to complete the application thoroughly and accurately, as any omissions could prolong the licensing process. After submission, applicants can expect a review period of 6-8 weeks before receiving an invoice for the application fee. This careful and structured approach not only streamlines the licensing process but also reinforces the commitment to quality and safety in laboratory practices across Maryland.
Maryland Department of Health and Mental Hygiene
Office of Health Care Quality – Laboratory Licensing Programs
Spring Grove Center – Bland Bryant Building
55 Wade Avenue, Catonsville, MD 21228
Phone: 410.402.8025 Fax: 410.402.8213
Instructions for Completion of State Compliance Application
***Changes to your current State laboratory license must be submitted on the Laboratory Licensing Change Form. The form can be downloaded on our website at www.dhmh.state.md.us/ohcq ***
It is important that you fill out this application completely, including signatures where required. If the application is incomplete it will delay the licensing process.
Please submit no money at this time. Once your application is reviewed for completeness and compliance with the applicable regulations, you will be issued an invoice for the application fee as well as other fees as outlined in COMAR 10.10.04.02.
Please allow 6-8 weeks for permit processing and invoicing.
Once your payment is received, the appropriate license will be issued.
Please review page six of this application, to verify you have the correct supportive documentation.
If you have any questions, please call the Laboratory Licensing Division at (410) 402-8025.
***Important***
***Before submitting your application, please review the
checklist on the last page.***
2
Date/Amount Paid
Office use only
State of Maryland
Invoice #
Department of Health and Mental Hygiene
Laboratory Licensing Programs
Check #
Office of Health Care Quality
State Permit #
Applicant, if known please enter
CLIA #
State Compliance Application
Initial Application
Reinstatement
I. Laboratory Information
Type of Laboratory
Physician Office
Point of Care
Independent/Reference
Hospital
Laboratory Practice/ Entity Name
Contact Person Name/Phone Number
Address, City, State and Zip Code
Email Address
Fax
Mailing address if different from above
II. Director Information
Director Name
Degree
Full Time
Part Time (hours/week)
Certification by American Specialty Board (Name, Date, Number)
State Medical License Number
III. Laboratory Supervisor/Consulting Supervisor/Manager Information
Name
3
IV. Schedule A – General Permit
*** If you are only performing tests on Excepted list, Schedule B, do not use this section***
Chemistry
Genetics
Forensic Toxicology
Microbiology
Health Awareness
Routine
Toxicology: Job Related
Bacteriology
Cholesterol/HDL
Blood Gas
Molecular
Parasitology
Other Excepted Tests *
Endocrinology
Cytogenetics
Mycology
Toxicology: Drugs of Abuse
Mycobacteriology
* Excepted tests under
Health Awareness require
Toxicology: Therapeutic
Virology
a General Permit.
Toxicology: Heavy Metals
Radioimmunoassay
Immunohematology
Hematology
Molecular Biology
Pathology
Immunology
ABO/Rh/Non Trans-
Nucleic Acid Probes
Histopathology
General Immunology
fusion/Transplant
Coagulation
PCR Amplifications
Dermatopathology
Syphilis Serology
ABO/Rh
Recombinant Nucleic Acid
Oral Pathology
Histocompatability
Antibody Detection
Techniques
Cytology–GYN
Antibody Identification
Cytology–Non- GYN
Compatibility Testing
V. Schedule B – Excepted Tests *
*Note: Not all tests excepted by Maryland regulations are waived by CLIA. You can check the test categories for CLIA at http://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfclia/search.cfm
BNP
Fern Test
Dipstick Glucose
Hematocrit
Dipstick Urinalysis
Hemoglobin
Dipstick Microalbumin & creatinine, urine
Nitrazine Test
Fructosamine (whole blood)
Semen analysis, qualitative
Glucose (FDA Home Device)
Sickle Cell Testing
Hemoglobin A1c (Glycohemoglobin)
CLIA Waived PT/INR
Microscopic Urinalysis
Urine or saliva drug or alcohol for approved counselors
CLIA Waived blood lipids for cholesterol, HDL, LDL,
and
Triglycerides
Bladder marker, H-related protein, qualitative
Dermatophyte Screen
Trichomonas vaginalis antigen
H.Pylori (whole blood)
Fecal Fat
Bacterial Sialidase
Heterophyle AG (whole blood)
Gram Stain
Adenovirus antigen eye fluid
Mono Slide Test
Group A Strep Screen (non-culture)
NMP Bladder Marker, qualitative
Influenza Antigen (nasal or throat swab)
Rheumatoid Factor
KOH Preparation
Urine Pregnancy Test
Occult Blood
Occult Blood, gastric
Pinworm Prep
Urine Colony Count (no ID)
Wet Mount
4
VI. Mandatory, You Must List Testing Instrumentation and Test Kits Used in the Laboratory
***Please also include test discipline/subdicipline (e.g. Chemistry-Routine) if using Schedule A***
__________________________________________
____________________________________________
VII. Proficiency Testing
I am not enrolled
I am enrolled (complete below)
Name of Company
Discipline
VIII. Ownership Information
A. Type of Entity
Sole Proprietorship
Partnership
Corporation
Unincorporated Association
Other (Specify) _____________________________________
B.This section is MANDATORY, application will be returned if left blank. Social Security Number is unacceptable
Address
EIN Federal Tax ID
IX. Attestation
I certify that the information provided in this application is true and complete, understanding that any knowing and willful false statement or representation, or failure to fully and accurately disclose the requested information in this application, may be prosecuted under applicable federal or State laws, may lead to a denial, suspension or revocation of the medical laboratory license for this entity, or could result in termination of participation in State or federal reimbursement programs. I further understand that compliance with State laws may not assure compliance with federal laws.
______________________________________________________
________________________
Signature of Laboratory Director
Date
5
For Informational Purposes Only
Examples of Testing for Schedule A- General Permit (Do Not Circle)
Alkaline Phosphatase
Amylase
B-HCG (quantitative)
Blood Lead
CK-MB
Digoxin
Iron
Lipase
Phenytoin
T4-Free
Troponin
TSH
Vitamin D
Chromosome Analysis
FISH Studies (Neoplastic and Congenital)
Fragile X Screen
Gaucher Disease (GBA) 8 Mutations
Tay-Sachs (HEXA) 7 Mutations
Y Chromosome Deletions
Job Related Alcohol
Job Related Drugs of Abuse
AFB Smear
Bacterial Culture
Blood Culture
CSF Bacterial Antigen
Fungus/Yeast Culture
Ova and Parasite
Sensitivity Testing
Viral Culture
APTT
CBC
Differential
Fetal Hemoglobin
Fibrinogen
INR
Prothrombin Time
Reticulocyte Count
Sedimentation Rate
Adenovirus PCR
BD Affirm Probe Test
Chlamydia PCR
EBV PCR
HCV Genotyping
HIV Drug Resistance Genotyping
HIV Viral Load
Fine Needle Aspirations
Grossing
Other Cytology
Pap Smear Interpretations
Anti-Nuclear Antibody
Epstein Barr Antibodies
GM1 Antibody
Hepatitis B Surface Antibody
Hepatitis B Surface Antigen
Herpes Antibody
HIV Antibody
Lyme Antibody
Non Transplant Related Histocompatibility
6
To prevent a delay in processing your application please check to make sure all of the following are included:
Completed application with each section completely filled out
Signature of Medical Director must match Director name in section II of application
If the status of your CLIA certificate is changing, a completed CMS 116 form must be submitted
Director Qualifications
Copy of CV, Diploma (highest degree), ECFMG (if applicable), board certification for MD or PhD (if applicable)
Technical Supervisor Qualifications (for the discipline of HISTOLOGY)
Copy of American Pathology Board certification in Anatomical Pathology
Copy of Maryland (Board of Physicians) license to practice medicine
Genetics Testing
Copy of Technical Supervisor’s diploma (must be MD, DO or PhD), board certification from the American Board of Medical Genetics or 4 years of verified (not self-generated) experience in clinical genetics and CV
Copy of Test Menu
Copy of a Validation Study of one test (includes a summary and raw data)
Letter from Director documenting that the lab does not perform “Direct to Consumer” testing
Certificate of Accreditation Laboratories
Copy of enrollment verification from the designated accrediting organization
____________________________________________________________________________________________
Applicants Located in Maryland
Completed CLIA application in agreement with State application
Copy of Director’s Maryland (Board of Physicians) license to practice medicine
For High Complexity Laboratories: Documentation
of training, education and previous experience
that meets CLIA Sec. 493.1443: Standard:
Laboratory Director Qualifications
For Moderate Complexity Laboratories:
Board Certification or Documentation of 20 CME from approved programs for Medical Director that meets CLIA Sec. 493.1405
Documentation of licensure as a practitioner seeking a Letter of Exception (midwife, nurse practitioner, PA, chiropractor, podiatrist, dentist)
Applicants Located Out of State
Copy of CLIA certificate and State Laboratory License, if applicable
Copy of most recent survey, which includes cited deficiencies and corrective actions
Copy of Director’s State license to practice medicine from the State where the laboratory is located
Documentation of training, education and previous experience that meets CLIA Sec. 493.1443: Standard: Laboratory Director Qualifications
Proof of most recent participation in annual GYN cytology proficiency testing
Completing the Maryland State Compliance Application form is a critical step in the licensing process for laboratories. After submitting your application, you can expect a review period of 6-8 weeks. During this time, the application will be assessed for completeness and compliance with regulations. An invoice for the application fee will be sent once the review is complete. Payment must be made before the appropriate license is issued.
The Maryland State Compliance Application form is a document required for laboratories seeking to obtain or renew their state laboratory license. This form ensures that laboratories meet the necessary standards set by the Maryland Department of Health and Mental Hygiene's Office of Health Care Quality.
Any laboratory operating in Maryland, including physician offices, independent reference labs, and hospital laboratories, must complete this application to obtain a state laboratory license. This includes new applications and reinstatements for previously licensed laboratories.
The application requires detailed information, including:
Completing all sections accurately is crucial to avoid delays in processing.
Applications can be submitted by mail to the address provided on the form. Ensure that you include all required signatures and documentation. Do not send any payment with the application; an invoice will be issued after review.
Submitting an incomplete application will delay the licensing process. The Maryland Department of Health and Mental Hygiene will return the application for corrections, which can extend the time before you receive your license.
Typically, you can expect the processing of your application to take about 6 to 8 weeks. After your application is reviewed, you will receive an invoice for the applicable fees, which must be paid before the license is issued.
There is no fee required at the time of application submission. However, once your application is reviewed and deemed complete, an invoice will be sent to you detailing the application fee and any other associated costs.
If you have any questions while completing the application, you can contact the Laboratory Licensing Division at (410) 402-8025. They can provide guidance and clarify any uncertainties you may have regarding the process.
Yes, if you need to make changes to your current state laboratory license, you must submit a Laboratory Licensing Change Form instead of modifying the original application. This form can be downloaded from the Maryland Department of Health's website.
The checklist at the end of the application is a crucial tool. It helps ensure that you have included all necessary documents and information. Reviewing this checklist before submission can prevent common mistakes that lead to application delays.
Incomplete Information: Many applicants fail to fill out all required fields. Leaving sections blank can lead to delays in processing.
Missing Signatures: Some applicants overlook the necessity for signatures. Ensure that all required signatures are provided to avoid rejection.
Incorrect Payment Submission: Applicants often submit payment prematurely. The instructions specify that no money should be sent with the application.
Failure to Review Documentation: Not checking the checklist on the last page is a common mistake. This can result in missing necessary supporting documents.
Omitting Contact Information: Some applicants forget to include their contact details. Providing accurate contact information is crucial for communication.
Incorrect Laboratory Type Selection: Choosing the wrong type of laboratory can lead to complications. Make sure to select the appropriate category that fits your laboratory.
Not Specifying Ownership Information: Failing to provide complete ownership details can cause the application to be returned. This section is mandatory and must be filled out accurately.
When applying for a laboratory license in Maryland, the State Compliance Application form is essential. However, several other forms and documents may accompany this application to ensure compliance with state regulations. Each of these documents serves a specific purpose, facilitating a smoother licensing process. Below is a list of commonly required forms and their brief descriptions.
Completing the Maryland State Compliance Application form along with these supporting documents is crucial for a successful licensing process. Each form plays a role in demonstrating compliance with state regulations and ensuring that the laboratory operates effectively and safely.
The Maryland State Compliance Application form shares similarities with the Clinical Laboratory Improvement Amendments (CLIA) application. Both documents are essential for laboratories seeking to obtain or maintain their operating licenses. The CLIA application requires detailed information about laboratory practices, personnel qualifications, and testing capabilities, much like the Maryland form. Each application emphasizes the importance of accurate and complete information to ensure compliance with federal and state regulations, ultimately facilitating the safe operation of medical laboratories.
Another comparable document is the State Laboratory License Renewal Application. This form is used by existing laboratories to renew their licenses, similar to how the Maryland State Compliance Application initiates the licensing process. Both applications require laboratories to provide updated information about their operations, ownership, and personnel. They also stress the necessity of submitting complete documentation to avoid delays in processing, ensuring that laboratories continue to meet the necessary health and safety standards.
The National Accreditation Program for Laboratory Services (NAPLS) application also bears resemblance to the Maryland State Compliance Application. NAPLS focuses on the accreditation of laboratory services, requiring detailed disclosures about laboratory practices and quality control measures. Both applications aim to ensure that laboratories adhere to high standards of care and safety, and they require laboratories to provide evidence of compliance with relevant regulations and guidelines.
Similar to the Maryland State Compliance Application, the Laboratory Licensing Change Form is used when a laboratory needs to update its existing license. This form allows for modifications related to ownership, location, or operational changes. Both documents require thorough completion and the submission of supporting documentation to maintain compliance with state regulations. The emphasis on timely and accurate reporting in both forms helps ensure that laboratories operate safely and effectively.
The Medicare Provider Enrollment Application is another document akin to the Maryland State Compliance Application. This application is necessary for laboratories seeking reimbursement for services provided to Medicare beneficiaries. Both applications require comprehensive information about the laboratory's operations, ownership, and personnel. The focus on compliance with applicable regulations is crucial, as it impacts the laboratory's ability to receive funding and maintain its license to operate.
The State Health Department's Laboratory Inspection Report also shares similarities with the Maryland State Compliance Application. While the compliance application is a proactive step for obtaining a license, the inspection report evaluates a laboratory's adherence to existing regulations. Both documents require detailed information about laboratory practices and personnel qualifications. The findings from an inspection report can influence the licensing process, highlighting the importance of maintaining compliance at all times.
Lastly, the Laboratory Quality Management Plan is similar in that it outlines the operational procedures and quality assurance measures a laboratory must follow. Both documents emphasize the importance of accurate record-keeping and adherence to regulatory standards. The quality management plan serves as a framework for continuous improvement, which aligns with the goals of the Maryland State Compliance Application to ensure that laboratories operate within the bounds of state and federal laws.
When filling out the Maryland State Compliance Application form, it's essential to follow specific guidelines to ensure a smooth process. Here are eight things to do and avoid:
Misconceptions about the Maryland State Compliance Application form can lead to confusion during the application process. Here are ten common misconceptions, along with clarifications to help applicants understand the requirements better.
Filling out the Maryland State Compliance Application form requires attention to detail. Here are some key takeaways to ensure a smooth process: