The Maryland HACCP Plan form is a crucial document designed to ensure food safety in food service establishments. It outlines the necessary steps and information required for facilities to comply with health regulations, especially those classified as high or moderate priority. Understanding how to fill out this form accurately is essential for maintaining safe food handling practices.
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The Maryland HACCP Plan form plays a crucial role in ensuring food safety within the state’s food service establishments. This comprehensive document outlines the necessary steps for food facilities that are either newly constructed, remodeled, or repurposed. It requires detailed plans and specifications regarding the facility's layout, equipment, and the types of food that will be prepared. Essential information must be provided to classify the facility’s priority level—high, moderate, or low—based on the nature of the food service operations. For high and moderate priority facilities, a HACCP plan is mandatory, while those serving only hand-dipped ice cream or pre-packaged foods are exempt. The form guides food service operators through various sections, including priority assessment information, general food handling procedures, and specific requirements for developing a HACCP plan. It emphasizes the identification of critical control points, monitoring procedures, and corrective actions to maintain food safety. Additionally, the form provides formatting instructions to ensure clarity and ease of use for employees, along with resources for obtaining relevant regulations and model HACCP formats. By adhering to these guidelines, food service facilities can better protect public health and ensure compliance with state regulations.
STATE OF MARYLAND
DHMH
Maryland Department of Health and Mental Hygiene
6 St. Paul Street, Suite 1301 ! Baltimore, Maryland 21202
Martin O’Malley, Governor – Anthony G. Brown, Lt. Governor – John M. Colmers, Secretary
Office of Food Protection and Consumer Health Services
Alan Taylor, R.S., Director
Guidelines for Submitting a Hazard Analysis Critical Control Point (HACCP) Plan
Health-General Article, §21-321, Annotated Code of Maryland, and the Code of Maryland Regulations (COMAR) 10.15.03 Food Service Facilities require that plans and specifications be submitted to the Department when a person proposes to construct, remodel or alter a food establishment, or convert or remodel an existing building for use as a food establishment. Plans and specifications for the building and equipment, and information regarding the foods to be prepared, processed, or manufactured are required. This information will be used to classify the facility as high, moderate, or low priority. Definitions of priority assessment levels are found in COMAR 10.15.03.33C.
A HACCP plan is required for all high or moderate priority facilities. Facilities which serve only hand dipped ice cream or commercially packaged potentially hazardous foods do not require a HACCP plan. The following information is intended to assist you in providing the necessary information for both priority assessment and HACCP plan development.
Contents
A.Priority Assessment Information
B.General Food Handling Information and Procedures
C.HACCP Plan Required Contents
D.HACCP Plan Formatting Instructions
E.Obtaining Maryland Retail “Food Service Facility” Regulations
F.Model HACCP Formats and Sample Written Employee Training
November 2008
410-767-8400 ! Fax 410-333-8931
Toll Free 1-877-4MD-DHMH ! TYY for Disabled - Maryland Relay Service 1-800-735-2258
Web Site: www.dhmh.state.md.us
1.Menu or foods – Provide a copy of the menu or a written description of the foods to be prepared and served.
2.Food service system – Specify the food preparation and service systems you will use, i.e. cook-serve, cook-chill-reheat-hot hold-serve, cold hold-serve.
3.Population served – Specify whether you serve food in a health care facility, as defined in COMAR 10.15.03.02B(38).
B.General Food Handling Information and Procedures (only required for
facilities classified as “high” or “moderate”):
1.Describe how you will ensure that all foods are obtained from approved sources.
2.Specify how cross-contamination from raw to cooked or ready-to-eat foods will be prevented.
3.Indicate how frozen potentially hazardous food will be thawed.
4.Indicate how potentially hazardous food will be cooled, i.e. ice baths, shallow pans, rapid chill.
5.List the foods or categories of foods that will be prepared more than 12 hours in advance of service.
6.Specify whether any prepared foods are distributed off-premises.
7.Specify whether any refrigerated foods are received which require storage temperatures below 41°F.
8.Indicate whether reduced oxygen packaging of food, as defined in COMAR 10.15.03.02B(63), will be conducted onsite.
9.Include specific information for any processes or procedures which incorporate:
!“Time-only” control (see COMAR 10.15.03.08),
!“Pooling” of eggs (see COMAR 10.15.03.09D), and/or
!Serving raw or undercooked animal foods (see COMAR 10.15.03.10 C, D & F).
The plan must include:
1.Identification of Critical Control Points (CCP). CCPs generally include cooking, cooling, reheating, cold holding, and hot-holding, but other steps may be included if needed for a specific food. Note that cold food preparation, like chopping, mixing and slicing, is not a CCP step. Hazards are controlled during those processes by following Good Retail Practices (GRPs), sometimes referred to as Standard Operating Practices (SOPs).
2.Critical limits for each CCP.
3.Monitoring procedures for each CCP.
4.The corrective action that will be taken if there is a loss of control at a CCP due to such factors as employee error, equipment malfunction, or power failure
5.Verification procedures that will ensure proper monitoring of each CCP such as calibration of cooking and holding equipment and thermometers, and maintenance and review of records such as temperature logs. Using logs for record keeping is strongly encouraged, but not required, as long as the facility can demonstrate that temperatures are routinely monitored, as described in the HACCP plan, and that specified corrective actions are taken when critical limits are not met.
6.A list of equipment used to support the proposed food service systems and maintain control at each CCP.
7.Written procedures for employee training on HACCP procedures (see attached example in section “F”).
The HACCP plan for your facility should be developed in a format which is easy for your employees to use. Once approved, this document must be readily available in the food preparation area of each facility. Examples of acceptable methods include:
1.Listing each CCP separately, with the menu items that utilize the CCP, the critical limits, monitoring procedures, corrective action, verification methods for that CCP, and the equipment used to control the CCP (see attached example #1),
2.Using a HACCP flow diagram and chart for selected menu items or groups of menu items (see attached example #2),
3.Incorporating each CCP and the monitoring, corrective actions, and equipment used, directly into the recipe or preparation instructions (see attached example #3), or
4.Using the “Process Approach” as advocated by the US Food and Drug Administration. (see attached example #4).
E.Obtaining Maryland Retail “Food Service Facility” Regulations (COMAR 10.15.03, effective 12/17/07):
!Via online access- go to this link and follow the directions below: http://www.dsd.state.md.us/comar/comar.htm
1.Click on the 3rd or bottom red circle on the main search page of the COMAR website (see link above) and search by "Access through table of contents structure",
2.From the drop down list, select: Title 10 "Department of Health and Mental Hygiene",
3.Click on: Subtitle 15, "Food",
4.Click on: 10.15.03 "Food Service Facilities". From this page, you must click on each of the 39 individual regulations separately to view the entire text.
!For a paper copy- contact the local health department in your area.
F.Model HACCP Plan Formats (Examples #1-4) and Sample Written
Employee Training Procedure (see following pages):
Model HACCP Plan - Example #1 (Listing CCPs Separately)
(shown for “Cooling” step)
CCP: ___COOLING________________
CCP and Critical Limits:
Foods are cooled from 135" F to 70" F within 2 hours, and from 70" to 41" F within an additional 4 hours.
Monitoring:
Internal product temperature of food is taken at 1.5 and 6 hours with a metal stem thermometer.
Corrective Actions:
If food is not ! 70" F at 1.5 hours, food will be iced, stirred, or broken into smaller containers. Food that has not reached 41" F within 6 hours will be discarded.
Verification:
Review cooling logs. (Note: An alternate method would be for the supervisor to visually observe that temperatures are taken at the proper times and, if not taken or not satisfactory, that corrective actions listed above are taken.)
Equipment:
Blast chiller, Walk-in cooler
Menu items using this CCP:
Fried chicken (cook, hot hold, cool, prepare for salad, cold hold, serve)
Macaroni and Cheese (cook, hot hold, cool, reheat, hot hold, serve or discard)
Mashed Potatoes (cook, hot hold, cool, reheat, hot hold, serve or discard)
Rice (cook, hot hold, cool, reheat, hot hold, serve or discard)
Model HACCP Plan - Example #1 (continue, shown for “Cooking” step)
CCP: ___COOKING________________
CCP and Critical Limits: Foods are cooked to temperature below for specified time:
Shell eggs cooked for immediate service, fish, meat, and all other potentially hazardous food not specified below cooked to 145°F for 15 seconds.
Shell eggs cooked other than for immediate service, ground fish and meats, commercially raised game animals, and injected meats cooked to 155°F for 15 seconds.
Whole roasts (for rare roast beef) cooked to 130°F and held for at least 112 minutes.
Poultry; stuffed meat, stuffed pasta or poultry; or stuffing containing fish meat, or poultry cooked to 165°F for 15 seconds.
Raw animal foods cooked to 165°F and held for 2 minutes, when using microwave oven for cooking.
Fruits, vegetables, and commercially processed food for hot holding cooked to at least 135°F.
Undercooked seared beefsteak cooked to 145° F for 15 seconds, must have a “cooked” color change on surface, and regulatory approval of process used.
Internal product temperature of food is taken at completion of cooking time using a thermocouple with a metal probe.
If food has not reached required temperature for the specified time, continue cooking. Recheck temperature after additional cooking to make sure standard is reached.
Review cooking temperature logs. (Note: An alternate method would be for the supervisor to visually observe that temperatures are taken at the proper times and, not satisfactory, food is returned to the cooking equipment until the required time and temperature standards are met.)
Equipment: Oven, Range
HACCP Plan (Example #1 Form)
CCP: ___ ________________
Model HACCP Plan - Example #2 (Chart Method)
Facility: ABC Restaurant Preparer: Don Smith Date: 00/00/00
Food Item: Chicken Noodle Soup
Flow diagram or descriptive narrative of the food preparation steps:
Cook chicken (CCP 1)_> Prepare soup > Cook (CCP 1) > Hot Hold (CCP 2) > Cool (CCP 3) > Reheat (CCP 4) > Hot Hold (CCP 2) > Discard
HACCP Chart
Critical Control Points (CCP)
Monitoring
Procedures
Corrective
Action
CCP 1
Cook chicken to a minimum of 165" F.
Heat soup to a minimum of 165" F.
Check internal temperature.
Continue to cook until food reaches 165" F.
CCP 2
Hot Hold soup at a minimum of 135"
Check internal temperature of the
Rapidly reheat soup to 165" F if found
F.
soup every 2 hours.
out of temperature for less than 2
hours. Discard if greater than 2 hours.
CCP 3
Cool soup from 135" F to 70" F within
Check internal temperature of soup
If soup has not reached 70" F in the
2 hours, and from 70" F to 41" F within
at 1.5 and six hours.
first 1.5 hours, separate into smaller
an additional 4 hours.
containers and place in freezer.
If soup has not cooled to 41" F within
6 hours, discard.
CCP 4
Reheat cooled soup as needed to
Continue to reheat until food reaches
165" F.
(Hot hold for service using CCP 2
above. Any soup remaining on steam
table at end of day will be discarded.)
Verification: Monitor temperature logs, and/or observe temperature monitoring and calibration practices.
Equipment utilized at each Critical Control Point listed in above chart:
CCP 1: Oven, Range
CCP 2: Soup wells on steam table
CCP 3: Walk-in refrigerator, freezer
CCP 4: Oven, Range
HACCP Plan (Example #2 Form)
Facility:Preparer:Date:
Food Item:
CCP 1:
CCP 2:
CCP 3:
Model HACCP Plan - Example #3 (Recipe Method)
Menu Item: Hamburger Pie
Ingredients
CCP?
Verification
Procedure
10 lbs ground
Thaw meat in walk-in
No
beef
cooler
1 lb each
Wash and dice. Use
onions, celery,
immediately or store in
green pepper.
cooler.
2 pounds
Shred cheese and store in
American
cooler until needed.
cheese
¾ gallon
Braise beef, onions and
Yes
Monitor internal
Continue cooking.
Manager checks
tomato soup,
peppers on stove until the
temperature with
thermometer
2 tsp.
mixture reaches 155" F.
stem
calibration log and
Worcestershire
Add remaining ingredients
observes
sauce, 2 T salt,
and return pot to 155" F.
periodically
temperature
1 T pepper
during cooking
monitoring by
process.
employees.
1 bag Mashed
Prepare potatoes according
Potato Flakes
to directions on bag.
Spread into pans. Top with
beef mixture and cheese.
Bake pie in convection
oven at 325" F for
approximately 1 hour, until
internal temperature
reaches 155" F.
Place on steam table for
Check product
Discard if product
hot holding at 135" F.
internal
found below 135"
F for more than 2
hourly.
hours. If below
135" F for less
than 2 hours,
rapidly reheat
using procedure
below.
Cool by placing un-served
Use ice bath if
Manager observes
product in shallow pans
food has not
procedure and
with product thickness of
cooled to 70" F
reviews
no more than 2”. Cool in
every 2 hours.
within 2 hours.
temperature logs.
blast chiller from 135" F to
Discard product
70" F within 2 hours, and
that does not reach
from 70" F to 41" F within
41" F within 6
an additional 4 hrs.
hours.
Reheat product in
convection oven to 165" F
Completing the Maryland HACCP Plan form is an essential step for food establishments classified as high or moderate priority. This process involves gathering specific information about your food service operations and detailing how you will ensure food safety. Follow these steps to accurately fill out the form.
The Maryland HACCP Plan form is a document required by the Maryland Department of Health and Mental Hygiene for food service facilities. It outlines the Hazard Analysis Critical Control Point (HACCP) plan, which is essential for identifying and managing food safety risks in food preparation and service. This plan must be submitted when constructing, remodeling, or altering a food establishment.
All food service facilities classified as high or moderate priority must submit a HACCP plan. Facilities that only serve hand-dipped ice cream or commercially packaged potentially hazardous foods are exempt from this requirement. Priority classification is determined based on factors such as the types of food served and the population served.
The HACCP plan must include the following components:
CCPs are specific steps in the food preparation process where control can be applied to prevent, eliminate, or reduce food safety hazards. Common CCPs include cooking, cooling, reheating, cold holding, and hot holding. It is important to note that food preparation steps like chopping or mixing are not considered CCPs.
The HACCP plan should be user-friendly and readily available in the food preparation area. Acceptable formats include:
If there is a loss of control at a CCP, corrective actions must be specified. These actions may include discarding food that does not meet critical limits or adjusting procedures to regain control. It is crucial to document these actions to ensure compliance and maintain food safety.
Maryland Retail “Food Service Facility” Regulations can be accessed online through the COMAR website. To find the regulations:
For a paper copy, contact your local health department.
Model HACCP plan formats and sample written employee training procedures are provided in the guidelines attached to the HACCP plan submission requirements. These examples can assist in developing a compliant and effective HACCP plan tailored to your facility's needs.
Failing to provide a complete menu or written description of foods to be prepared and served.
Not specifying the food service system being used, such as cook-serve or cook-chill.
Omitting details about the population served, especially if it includes a health care facility.
Neglecting to describe how foods will be obtained from approved sources.
Not specifying how cross-contamination will be prevented between raw and cooked foods.
Failing to indicate how frozen potentially hazardous food will be thawed.
Not listing foods that will be prepared more than 12 hours in advance of service.
Not including information about off-premises distribution of prepared foods.
Omitting details about reduced oxygen packaging of food conducted onsite.
The Maryland HACCP Plan form is a critical document for food service facilities aiming to ensure food safety and compliance with state regulations. However, several other forms and documents often accompany it to provide a comprehensive approach to food safety management. Below is a list of these essential documents, each serving a unique purpose in the overall food safety framework.
Each of these documents plays a vital role in supporting the Maryland HACCP Plan form. Together, they create a robust framework for ensuring food safety and regulatory compliance in food service establishments.
The Maryland HACCP Plan form shares similarities with the Food Safety Plan, which is essential for any food service operation. Both documents require a thorough assessment of food handling processes to identify potential hazards. The Food Safety Plan focuses on preventive measures to ensure food safety, while the HACCP Plan dives deeper into critical control points that need monitoring. In both cases, the goal is to minimize risks and ensure compliance with health regulations.
Another document that aligns closely with the Maryland HACCP Plan is the Standard Operating Procedures (SOP) manual. SOPs provide detailed instructions on how to perform specific tasks related to food safety and hygiene. Like the HACCP Plan, SOPs require clear definitions of processes and responsibilities. Both documents aim to create a consistent approach to food safety, ensuring that all employees understand their roles in maintaining health standards.
The Food Establishment Permit application is also similar in purpose to the HACCP Plan. Both documents are necessary for food service facilities to operate legally. The permit application requires details about food preparation methods and safety protocols, much like the information required in the HACCP Plan. Each document plays a critical role in demonstrating compliance with local health regulations.
In addition, the Food Safety Management System (FSMS) serves a similar function. An FSMS encompasses a broader range of food safety practices and policies, including those outlined in the HACCP Plan. Both documents emphasize risk assessment and management, ensuring that food safety is prioritized throughout the establishment. The FSMS often references HACCP principles as part of its framework.
The Employee Training Manual is another document that complements the HACCP Plan. Effective training is vital for implementing the HACCP principles successfully. Both documents highlight the importance of educating staff about food safety practices and procedures. The training manual typically includes specific sections on HACCP-related topics, ensuring that employees are well-equipped to follow the established protocols.
Similarly, the Risk Assessment Report is akin to the HACCP Plan. Both require a detailed evaluation of potential hazards in food handling and preparation. The Risk Assessment Report identifies risks and outlines mitigation strategies, just like the HACCP Plan identifies critical control points and monitoring procedures. Both documents aim to enhance food safety and protect public health.
The Food Safety Inspection Report also shares similarities with the HACCP Plan. Inspections assess compliance with food safety regulations and can reference the HACCP principles when evaluating a facility. Both documents focus on identifying areas for improvement and ensuring that food establishments adhere to health standards. The inspection report may highlight the effectiveness of the HACCP Plan in mitigating risks.
Lastly, the Compliance Checklist for Food Safety is another document that parallels the HACCP Plan. Checklists are often used during inspections to ensure that all safety protocols are being followed. Similar to the HACCP Plan, the checklist includes critical areas of focus, such as food storage, preparation, and employee hygiene. Both tools aim to promote accountability and consistency in food safety practices.
When filling out the Maryland HACCP Plan form, it's crucial to follow certain guidelines to ensure compliance and clarity. Here are five things to do and five things to avoid:
Filling out and utilizing the Maryland HACCP Plan form is crucial for food service facilities to ensure safety and compliance. Here are key takeaways regarding the process: