Blank Illinois Unclaimed Property Reporting PDF Form

Blank Illinois Unclaimed Property Reporting PDF Form

The Illinois Unclaimed Property Reporting form is a crucial document that businesses and organizations must submit to the state to report any unclaimed property they may hold. This annual requirement ensures that unclaimed assets are appropriately managed and returned to rightful owners. If you’re ready to take action and file your report, click the button below to get started.

The Illinois Unclaimed Property Reporting form, officially known as UPD601, is a crucial document for businesses and organizations in the state. It serves as a means to report any unclaimed property that may have been abandoned for a specified period, typically five years. This form requires detailed information about the reporting entity, including its name, address, and federal employer identification number (FEIN). Additionally, it prompts businesses to indicate the type of report being filed—whether it’s a first-time filing, a supplemental report, or an annual report. Accurate completion is essential, as an incomplete submission can lead to penalties. The form also includes sections for contact information, type of business, and financial details such as annual sales and total assets. Furthermore, it outlines the necessary steps for due diligence, which involves notifying property owners about their unclaimed funds prior to filing. Understanding the requirements and ensuring that the form is filled out correctly can help organizations avoid unnecessary complications and ensure compliance with state laws.

Document Sample

Office of the Illinois State Treasurer

Unclaimed Property Division

PO Box 19496

Springfield IL 62794-9496

REPORT OF UNCLAIMED PROPERTY (UPD601)

Failure to complete this report in its entirety will result in an incomplete report which may result in fees and penalties

A

MAILING ADDRESS:

C TYPE OF REPORT BEING FILED:

 

 

 

 

 

First Time Filing

 

 

 

 

 

 

 

 

 

 

Supplemental

 

 

 

 

 

 

 

 

 

 

20____ Annual Report

 

 

 

 

 

 

 

 

 

 

Other: ____________________

 

 

 

 

 

BREPORT BEING FILED FOR:

DMERGER

Name of Merging Company___________________________________________________________ FEIN_______________________________

Name and Address of Surviving or Parent Company ____________________________________________________________________________

______________________________________________________________________________________________________________________

________________________________________________________________________ FEIN of Surviving or Parent Company_______________

EREQUIRED INFORMATION

Contact Person

 

 

Contact Phone

 

 

Contact Fax

 

 

 

 

 

 

 

 

 

Type of Business

FEIN

 

State of Inc

Date of Inc

 

Email

 

 

 

 

 

 

 

 

 

Employees ____________

 

Annual Sales/Premiums ________________

 

Total Assets ________________

 

 

 

(From Most Recent Tax Return)

 

 

(From Year End Balance Sheet)

 

 

Amount of Cash Remitted

 

 

Number of Shares

 

 

Number of Owners

 

 

NTR (Nothing to Report)

PAYMENT INFORMATION

 

Check

 

 

 

ACH

DTC

PLEASE ATTACH CHECK AND/OR SECURITY DOCUMENTS MADE PAYABLE TO: ILLINOIS STATE TREASURER

FVERIFICATION I hereby verify, under penalties of perjury, that the facts contained herein are true, in preparing this report the necessary due diligence has been completed, and I am duly authorized to execute this verification by the holder and by law. If made by a partnership shall be executed by a partner, if made by an unincorporated association or private corporation, by an officer, and if made by a public corporation, by its fiscal officer (Section 11(f) of the Act).

Signature (if unsigned, report will be returned)

 

Date

 

 

 

Print Name & Title of Officer Signing Report

 

Phone

FOR OFFICE USE ONLY

 

 

CMP

ACCOUNTING

RELOG

PREV

TECHREV

DE

CLEARED

Office of the Illinois State Treasurer

Unclaimed Property Division

STEPS TO COMPLETE YOUR REPORT

1.Who Must Report. The State of Illinois Uniform Disposition of Unclaimed Property Act (765 ILCS 1025/1-30) requires businesses and organizations to review their records each year to determine if they possess any unclaimed property and file a report with the Treasurer’s Office. Common “holders” of reportable property include financial and banking institutions, insurance companies, business associations, state and local government agencies, retailers, and utility companies.

MAY

 

WHAT TO REPORT

Business Associations

 

Property abandoned for 5 years with last activity dates prior to December 31, 20XX.*

Utilities

 

Property abandoned for 5 years with last activity dates prior to December 31, 20XX.*

Life Insurance Companies

 

Property abandoned for 5 years with last activity dates prior to December 31, 20XX.*

NOVEMBER

 

WHAT TO REPORT

Banking Organizations

 

Property abandoned for 5 years with last activity dates prior to July 1, 20XX.*

Financial Organizations

 

Property abandoned for 5 years with last activity dates prior to July 1, 20XX.*

All Insurance Corporations

 

Property abandoned for 5 years with last activity dates prior to July 1, 20XX.*

other than Life Insurance

 

 

 

Governmental Entities

 

Property abandoned for 7 years with last activity dates prior to July 1, 20XX.

*Effective 8/8/11, Wages, Payroll & Salary are reportable after 1 year of no activity for all holders with the

exception of government entities.

2.Search Your Records. Your accountant or controller should search your records for any unclaimed property your organization may be holding. See the Property Type Code chart on page 6 for types of reportable funds.

3.Due Diligence. Issue due diligence letters to the property’s owners between 60 and 120 days before filing your report. Section 1025/11(e) requires due diligence letters must be issued for all items over $10.00. If a diligent search has shown that your organization is not holding any unclaimed funds, file a negative report using UPD601 by marking “NTR” in the “Payment Information” section.

4.Choose a Method of Reporting.

Reporting Software

NAUPA electronic reporting is required for holders reporting more than 10 records. The reporting software, HRS Pro, can be found on our website. If the information you have to report is already in Microsoft Excel, detailed instructions for transferring your information can be located in HRS Pro.

Submit paper copy of report with file saved on CD or Diskette. We do not accept reports on tape media.

Your diskette or CD-ROM must be accompanied by a completed UPD601 form.

Send instructions for data files which are password protected to [email protected] or provide a contact person and telephone number with the report submission.

Paper Forms

To report by paper, complete the applicable forms contained in this packet. All forms may be duplicated. Basic information about your organization and summary information about your unclaimed property report should be provided on the UPD601. Owner detail for your report should be provided on UPD602. A computer printout is acceptable for owner detail if all required information is included.

5.Complete Your Report. For your convenience, statute allows items under $25.00 to be combined together into a single “aggregate” amount. Security related property, safety deposit box contents, and all other non-cash items must be listed individually.

6.Delivery of Report and Remittance. You can deliver your report and remittance using the delivery instructions on page 2.

7.If you have any questions, please call (217)524-0023 between 8:00 AM and 4:30 PM Central Time.

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Office of the Illinois State Treasurer

Unclaimed Property Division

DELIVERY OF REPORT & REMITTANCE

¾A holder must file the unclaimed property report on either the paper forms (UPD601 and UPD602) provided by the Agency or on a computer diskette formatted according to the instructions located on our Web site at icash.illinois.gov.

¾The Annual Report of Unclaimed Property form (UPD601) must be completed and filed regardless of whether you have abandoned property to report.

¾The Annual Remittance Detail form (UPD602) is required only if you have property to report.

¾If a professional service is filing your report, you must provide them with forms UPD601 and UPD602 to file your report. Copies of completed forms should be kept for your files.

¾Inaccurate or incomplete reports are not considered to be in compliance with reporting requirements, and may result in fees and charges as provided for in Section 1025/25.5 of the Act.

REMITTING CASH: Include a check for the total, payable to: Treasurer of the State of Illinois, Unclaimed Property Division

ACH PAYMENTS: Automated Clearing House Transfer payments are now available. Instructions for electronic payments can be found at www.treasurer.il.gov. A hard copy of the UPD601 reporting form is still required for reports submitted using ACH.

REMITTING STOCKS OR BONDS: Include all certificates. Certificates should be reissued in the name of “Springfield &

Co.”, FEIN # 90-0169148.

DO NOT enroll the State in dividend reinvestment plans. Dividend reinvestment plans currently in effect are to be closed and remitted to the State, whole shares are to be certificated and issued to the Treasurer and all fractional shares are to be remitted in cash. Future dividends that accrue are to be remitted in cash.

You may DTC the shares to our account. Detailed instructions can be found within the Instructions for filing the Annual Report of Unclaimed Property. NOTE: All reports along with a listing of securities MUST be in the possession of the Unclaimed Property Division before you will be allowed to DTC the securities.

REMITTING MUTUAL FUNDS

All remittable mutual funds shall be registered and delivered to:

Treasurer of the State of Illinois, Unclaimed Property Division 1 West Old State Capitol Plaza, Suite 400

Springfield, IL 62701-1390 FEIN 36-3716228

Remittable mutual funds shall be transferred to an account for each fund within the family of funds.

DO NOT enroll the State in dividend reinvestment plans. All dividends and other income accruing on mutual fund shares are to be paid in cash.

No debits may be made to an account without written authorization from the office of the Treasurer. Monthly account statements sent to the above-listed address are mandatory.

For any owner account reported that is less than one share, or does not meet a minimum balance requirement, liquidate the shares and remit the cash value of the account.

 

HOW TO REACH US BY MAIL

If by:

Regular Mail (U.S. Postal Service)

If by:

Express Mail Service

Send to: Illinois State Treasurer’s Office

Send to: Illinois State Treasurer’s Office

 

Unclaimed Property Division

 

Unclaimed Property Division

 

PO Box 19496

 

1 West Old State Capitol Plaza, Suite 400

 

Springfield, IL 62794-9496

 

Springfield, IL 62701-1390

 

 

 

 

- 2 -

Office of the Illinois State Treasurer

Unclaimed Property Division

INSTRUCTIONS FOR FILING THE ANNUAL REPORT AND ANNUAL REMITTANCE DETAIL

OF UNCLAIMED PROPERTY USING FORMS UPD601 & UPD602

REPORT OF UNCLAIMED PROPERTY—UPD601:

IMPORTANT: This cover page must be remitted with all unclaimed property reports. You may use your own form, however it must contain the same information as the UPD601 and it must be signed by an authorized employee of your company.

1.Enter your organization’s basic information, including name and mailing address. Section A identifies the name and address of the business that is responsible for filing the annual report. Section B shows the name and address of the company for which the report is being filed if different from Section A (branch and subsidiaries).

2.Indicate which type of report you are filing. First time Filing: Never filed with the State previously.

Supplemental: An additional report filed to supplement a regular report you have already submitted. Annual: Your standard report due each year.

3.Enter in all other required information requested on the UPD601, including name, telephone number, fax number, and email address of the contact person who would be able to answer questions concerning the report, FEIN number, state and date of incorporation, and type of business (see page 5). Enter the holder’s total assets, annual sales/income and number of employees nationwide.

4.Answer the due diligence question. Law requires you to perform due diligence 60 to 120 days before filing your report. Section 1025/11(e) requires that due diligence is performed for those accounts over $10.00.

5.Complete the Payment Information. Check the appropriate box for the payment method used and fill out the total amount of cash, number of owners, and shares included on the report. If your company does not have unclaimed funds to report, mark NTR.

6.Verification. Report must be signed by an employee who is authorized to certify that the property remitted to the Illinois State Treasurer Office is true and correct.

REPORT OF UNCLAIMED PROPERTY—UPD602:

The Annual Remittance Detail, form UPD602, may be duplicated as needed. Use this form to report all pertinent information concerning owners and their property.

1.Holder Name and Holder Number. Enter your organization’s (holder) name and holder number, if available.

2.Complete Owner Record for each property. If there is only one owner check ‘Single’, if a property has multiple owners check ‘Joint Owner’ and indicate which record it is (e.g. owner 1 of 2 or owner 2 of 2). List owner record 1 first and additional owners immediately afterward.

3.Relationship Codes indicate the type of relationship that exists between properties with more than one owner. See the table on page 5 for a listing of possible relationship codes.

- 3 -

4.Owner Name. Enter in the last name, first name, and middle name or initial, if available. Be sure to include any information that would aid in the identification of the owner including prefixes (titles) and suffixes (Jr., Sr., MD, etc.).

a.Company names should be entered into the last name field. If a name begins with ‘The’, remove ‘The’.

b.If a single item has two or more owners, the names and addresses of each must be listed.

c.If name is not known, type the word ‘Unknown’ in this field and provide any available property information.

d.If reporting items less than $25.00 in an aggregate, enter ‘Aggregate’ in the last name field.

e.Omit punctuation.

5.Owner address. Each line indicates the kind of address information to be typed on that line. Omit punctuation.

6.Social Security Number, Company FEIN, and Date of Birth should be included if the information is available. This can accelerate the claims process and may be the only information a person can document to prove ownership.

7.Property Type Codes. This code describes the type of property being remitted. All property must have a property type code. Refer to page 6 for most appropriate code types.

8.Owner account or check number. Identify the account, policy, and check, serial or other property identifying number. This number should apply specifically to the owner being reported, not to a general ledger number.

9.Security Name. Describe the security related property being remitted.

10.CUSIP Number. The CUSIP number of the security being reported is required.

11.Certificate/MF#. The certificate or bond number associated with the securities reissued in the name of Springfield & Co., FEIN 90-0169148, or the mutual fund account number associated with the securities registered in the name of the Treasurer of the State of Illinois Unclaimed Property Division, FEIN 36-3716228.

12.Transfer Date for Security. The date of issue of a stock/bond certificate or the date of transfer of a mutual fund account into the Treasurer’s account.

13.Number of Shares. Enter the number of shares for the owner.

a.Do not report fractional shares on certificated stock – remit cash in lieu of the fractional shares (SC09).

b.Mutual fund shares are to be reported up to the 4th decimal.

14.Last Activity Date. Record the date of last activity for this property.

15.Cash Amount is the principal amount available on the date of last activity. If you are reporting security related cash property, please combine items together per each owner.

16.Interest/Dividends. The total interest/dividends earned on the principal amount since the date of last activity. Applies only to deposit accounts.

17.Service Charge. The lawful charges that may be deducted as defined in 760.60 of applicable rules. When backup withholding has been applied to an account, reflect this by reducing the amount of cash or interest/dividends reported whichever appropriate.

18.Mailing Charge. The actual costs of a due diligence mailing as required by Section 11(e) of the Act, and as defined in Section 760.40 of the applicable rules may be deducted.

19.Amount Remitted. The total of Cash Amount and Interest/Dividends less Service and Mailing Charges. The total of the amounts remitted for all owners must equal the amount of the check submitted with this report.

20.Comments. This line may be used for AKA, DBA, FKA, or other descriptive information not included in the relationship code, prefix, suffix, property code, or account information fields.

-4 -

TYPE OF BUSINESS

*10

 

Agriculture/Forestry/Fishing

*40-49

Trade (Wholesale/Retail)

Financial Services (cont'd)

 

 

 

 

*40

Other

#71

Securities/Commodities

*12

 

Mining

*41

Clothing/Home Furnishings

#72

Mutual Funds

 

 

 

 

*42

Light Industrial

#73

Pension Funds

*17

 

Construction

*43

Heavy Industrial

#74

Holding Companies

 

 

 

 

*44

Food/Drug

#75

Real Estate/Title Insurance

*20-29

Manufacturing

 

 

#76

Non Life Insurance

*20

 

Other

*50-59

Services

*79

Life Insurance

*21

 

Clothing/Home Furnishings

*50

Other

 

 

*22

 

Light Industrial

*51

Health

*80-89

Communications

*23

 

Heavy Industrial

*52

Education

*80

Other

*24

 

Food/Drug

*53

Professional

*81

Telephone

 

 

 

 

*56

Holding Company

*82

Radio

*30-38

Utilities/Transportation

 

 

*83

Television/Cable

*30

 

Other

#60-79 Financial Services

*84

Newspaper/Magazine

*31

 

Oil

 

#60

Other

 

 

*32

 

Gas

 

#61

Banks

#90-95

Public Services

*33

 

Electric

#62

Trusts

#90

Other

*34

 

Water

#63

Credit Unions

#91

Federal

*35

 

Air Transportation

#64

Currency Exchanges

#92

State

*36

 

Water Transportation

#65

Savings & Loan

#93

County

*37

 

Rail Transportation

#67

Safe Deposit Box

#94

Municipal

*38

 

Highway Transportation

#68

Finance / Mortgage

#95

Education (Public)

 

 

 

 

 

 

#96

Utility (Government)

 

* - Reports Due May 1

 

 

#97

Transportation (Government)

 

# - Reports Due November 1

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

RELATIONSHIP CODES

 

 

 

 

 

Reminder - Single owner accounts do not require a relationship code.

Code

Description

Code Description

Code

Description

 

A

 

Joint (and)

I

Administrator

Q

Payee

 

B

 

Joint (or)

J

Administrator (and)

R

Insured

 

 

 

 

 

 

 

 

C

 

Custodian

K

Administrator (or)

S

Beneficiary

 

D

 

Custodian (and)

L

Executor

T

Other

 

E

 

Custodian (or)

M

Executor (and)

U

Owner

 

F

 

Trustee

N

Executor (or)

V

Agent

 

G

 

Trustee (and)

O

Uniform Gift To Minors Act

W

Authorized Signature

 

H

 

Trustee (or)

P

Remitter

X

Sole Owner

 

 

 

 

 

 

 

 

 

 

 

RELATIONSHIP CODE EXAMPLES

 

 

JOHN AND MARY DOE, JT TEN

 

(Use 'A' for each)

MARY DOE, CUST OF JOHN (UGMA)

 

(Use 'O' for JOHN, 'C' for MARY)

MARY DOE, CUST OF JOHN

 

(Use 'U' for JOHN, 'C' for MARY)

JOHN & MARY DOE, CUST OF SUE

 

(Use 'U' for SUE, 'D' for JOHN & for MARY)

MARY DOE, TRUSTEE OF JOHN

 

(Use 'U' for JOHN, 'F' for MARY)

MARY DOE, ADM OF EST OF JOHN

 

(Use 'U' for JOHN, 'I' for MARY)

MARY DOE, EXEC OF EST OF JOHN

 

(Use 'U' for JOHN, 'L' for MARY)

MARY DOE, GURD OF JOHN

 

(Use 'U' for JOHN, 'T' for MARY)

MARY DOE, NFO OF JOHN

 

(Use 'U' for JOHN, 'T' for MARY)

MARY DOE, ASSG OF JOHN

 

(Use 'U' for JOHN, 'T' for MARY)

MARY DOE, SUB OF JOHN

 

(Use 'U' for JOHN, 'T' for MARY)

MARY DOE, FBO OF JOHN

 

(Use 'S' for JOHN, 'T' for MARY)

 

 

 

 

 

 

 

 

- 5 -

PROPERTY TYPE CODES

Code Description

Account Balances

AC01 Checking Accounts

AC02 Savings Accounts

AC03 Matured CD or Saving Certificate AC04 Christmas Club Funds

AC05 Money on Deposit to Secure Fund AC06 Security Deposit

AC07 Unidentified Deposits

AC08 Suspense Accounts AC09 Money Market

Some Uncashed Checks

CK01

Cashiers Checks

CK02

Certified Checks

CK03

Registered Checks

CK04

Treasurer's Checks

CK05

Drafts

CK06

Warrants

CK07

Money Orders

CK08

Traveler's Checks

CK09

Foreign Exchange Checks

CK10

Expense Checks

CK11

Pension Checks

CK12 Credit Checks or Memos

CK13

Vendor Checks

CK14 Checks Written Off to Income

CK15

Outstanding Official Checks

CK16

CD Interest Checks

Educational Accounts

CS01

Cash

CS02

Mutual Funds

CS03

Securities

Court Deposits

CT01 Escrow Funds

CT02 Condemnation Awards

CT03 Missing Heirs' Funds

CT04 Suspense Accounts

CT05 Other Court Deposits

Health Savings Accounts

HS01 Cash

HS02 Investment

Insurance

IN01 Individual Policy Benefits or Claim Payments

Code Description

IN02 Group Policy Benefits or Claim Payments

IN03 Proceeds Due Beneficiaries IN04 Proceeds Due From Matured Policies, Endowments, and

or Annuities IN05 Premium Refunds

IN06 Unidentified Remittances IN07 Other Amounts Due Under

Policy Terms

IN08 Agent Credit Balances

IRA & Roth IRA

IR01 IRA Cash

IR02 IRA Mutual Funds

IR03 IRA Securities

IR05 Roth IRA Cash

IR06 Roth IRA Mutual Funds

IR07 Roth IRA Securities

Mineral Proceeds/Interest

MI01

Net Revenue Interest

MI02

Royalties

MI03

Overriding Royalties

MI04

Production Payments

MI05

Working Interest

MI06

Bonuses

MI07

Delay Rentals

MI08 Shut-In Royalties

MI09

Minimum Royalties

Misc Property

MS01 Wages, Payroll, Salary MS02 Commissions

MS03 Workers' Compensation

MS04 Payment of Goods & Services

MS05 Customer Overpayments

MS06 Unidentified Remittances

MS07 Unrefunded Overcharges

MS08 Accounts Payable

MS09 Credit Balances & Accounts

Receivable

MS10 Discounts Due

MS11 Refunds Due

MS12 Unredeemed Gift Certificates

MS13 Unclaimed Loan Collateral

Code Description

MS14 Pension & Profit Sharing Plans

MS15 Dissolution/Liquidation

MS16 Misc Outstanding Checks

MS17 Misc Intangible Property

MS18 Suspense Liabilities

Securities

SC01 Dividends

SC02 Interest (Bond Coupons) SC03 Principal Payments SC04 Equity Payments SC05 Profits

SC06 Funds Paid To Purchase Shares SC07 Funds For Stocks & Bonds SC08 Shares of Stock

(Returned by Post Office) SC09 Cash For Fractional Shares

SC10 Unexchanged Stock of Successor Corp SC11 Other Certificate of Ownership

SC12 Underlying Shares or Other

 

Outstanding Certificates

SC13

Funds For Liquidation

SC14

Debentures

SC15

US Government Securities

SC16

Mutual Fund Shares

SC17

Warrants (Rights)

SC18

Matured Bond Principal

SC19

Dividend Reinvestment Plans

SC20

Credit Balances

SC21 Sum of Various Stock Related

 

Cash Items

SC22

Cash In Lieu

SC23 Sum of Various Stock Related

 

Stock Items

SC24

Money Market

Trusts, Investments, Escrows

TR01 Paying Agents Accounts

TR02 Undelivered or Uncashed Dividends TR03 Funds Held In Fiduciary Capacity TR05 Trust Vouchers

TR06 Pre-Need Funeral Plans TR07 Escrow Taxes

TR08 Escrow Earnest Money

Utilities

UT01 Utility Deposits

UT02 Membership Fees

UT03 Refunds or Rebates

UT04 Capital Credit Distributions

- 6 -

File Specifics

Fact Name Description
Governing Law The Illinois Uniform Disposition of Unclaimed Property Act (765 ILCS 1025/1-30) governs the reporting of unclaimed property.
Report Types There are various types of reports: First Time Filing, Supplemental, and Annual Report.
Due Diligence Requirement Businesses must issue due diligence letters for items over $10.00 between 60 and 120 days before filing.
Payment Methods Payments can be made via check, ACH, or DTC. A hard copy of the report is still required.
Filing Deadline Reports must be filed annually, regardless of whether there is unclaimed property to report.
Consequences of Incomplete Reports Incomplete reports may result in fees and penalties as outlined in Section 1025/25.5 of the Act.

How to Use Illinois Unclaimed Property Reporting

After completing the Illinois Unclaimed Property Reporting form, you will need to submit it to the Illinois State Treasurer’s Office. Ensure that all sections are accurately filled out to avoid penalties. Follow the steps outlined below to properly complete the form.

  1. Enter Basic Information: Fill in your organization’s name and mailing address in Section A. If applicable, provide the name and address of the company for which the report is being filed in Section B.
  2. Select Report Type: Indicate whether this is a first-time filing, supplemental report, annual report, or other.
  3. Provide Required Details: Include the contact person’s name, phone number, fax number, email address, FEIN number, state and date of incorporation, type of business, total assets, annual sales, and number of employees.
  4. Conduct Due Diligence: Confirm that due diligence has been performed for accounts over $10.00, as required by law.
  5. Complete Payment Information: Check the box for your payment method and list the total amount of cash, number of owners, and shares included in the report. If there are no unclaimed funds, mark "NTR."
  6. Verification: Sign the report to certify that the information is true and correct. Ensure that an authorized employee signs the report.

Once you have completed these steps, ensure all necessary documents are attached and submit your report to the designated address. If you have questions, contact the provided phone number for assistance.

Your Questions, Answered

  1. What is the Illinois Unclaimed Property Reporting Form?

    The Illinois Unclaimed Property Reporting Form, known as UPD601, is a document that businesses and organizations must complete to report unclaimed property to the Illinois State Treasurer’s Office. This form is part of the state’s effort to manage unclaimed assets, which can include funds from bank accounts, insurance policies, and more. Completing this form accurately is crucial to avoid penalties.

  2. Who is required to file this report?

    Under the Illinois Uniform Disposition of Unclaimed Property Act, various entities must file the report. This includes businesses such as financial institutions, insurance companies, retailers, and government agencies. Any organization that holds unclaimed property for a period defined by law must review its records and submit a report annually.

  3. What types of property must be reported?

    Property that must be reported includes:

    • Financial accounts abandoned for five years.
    • Insurance benefits that remain unclaimed for five years.
    • Utility deposits not claimed for five years.
    • Wages or payroll that have not been claimed for one year.
    • Governmental entities must report property abandoned for seven years.
  4. What is the due diligence requirement?

    Before filing the report, organizations must conduct due diligence by contacting the owners of unclaimed property. This should occur 60 to 120 days prior to filing. For items valued over $10, due diligence letters must be sent to inform owners of the unclaimed property. If no property is found, a negative report can be filed by marking “NTR” on the form.

  5. How should the report be submitted?

    The report can be submitted in two ways: electronically or via paper forms. If reporting more than ten records, electronic submission using NAUPA-compliant software is required. For paper submissions, complete the UPD601 and UPD602 forms and send them to the Illinois State Treasurer’s Office. Ensure that all forms are signed and include the required information.

  6. What happens if the report is incomplete?

    Failure to complete the report accurately can lead to it being deemed incomplete. This may result in penalties and fees as outlined in the Unclaimed Property Act. It is essential to provide all required information and verify the accuracy of the report to avoid these consequences.

  7. What payment methods are accepted?

    Payments can be made via check, ACH (Automated Clearing House), or DTC (Depository Trust Company) for securities. Checks should be made payable to the Illinois State Treasurer. If using ACH, ensure that a hard copy of the UPD601 form accompanies the electronic payment.

  8. How can I contact the Unclaimed Property Division for assistance?

    If you have questions regarding the reporting process, you can contact the Illinois State Treasurer’s Unclaimed Property Division at (217) 524-0023. Their office hours are from 8:00 AM to 4:30 PM Central Time. For written inquiries, you may send correspondence to their mailing address.

  9. Where can I find additional resources or instructions?

    Additional resources and detailed instructions for completing the UPD601 and UPD602 forms can be found on the Illinois State Treasurer’s website. This includes guidelines for electronic reporting, property type codes, and more. It is advisable to review these resources before submitting your report to ensure compliance.

Common mistakes

  1. Incomplete Reporting: Many individuals fail to complete the entire form. Leaving sections blank can lead to an incomplete report, which may result in fees or penalties.

  2. Incorrect Type of Report: Some people select the wrong type of report, such as indicating it’s a first-time filing when it is actually a supplemental report. This can confuse the processing of the report.

  3. Missing Required Information: Important details like the contact person's phone number, email, or the organization’s FEIN may be overlooked. Omitting these can delay processing and cause compliance issues.

  4. Failure to Perform Due Diligence: Not issuing due diligence letters within the required timeframe can lead to complications. The law mandates these letters for items over $10.00, and neglecting this step can invalidate the report.

  5. Improper Submission Method: Some submitters fail to follow the correct method for reporting, whether by paper or electronically. Using the wrong format or not including the necessary forms can result in the report being returned.

Documents used along the form

The Illinois Unclaimed Property Reporting form is a crucial document for organizations that hold unclaimed property. However, it is often accompanied by several other forms and documents that facilitate the reporting process. Understanding these additional documents can help ensure compliance and streamline the reporting experience.

  • Annual Remittance Detail Form (UPD602): This form is used to provide detailed information about each owner and their respective unclaimed property. It includes sections for owner names, addresses, and property type codes, ensuring that all necessary details are reported accurately.
  • Due Diligence Letters: Organizations must send these letters to property owners 60 to 120 days prior to filing the report. The letters serve to notify owners of their unclaimed property and are required for items valued over $10.00.
  • Negative Report Filing: If an organization finds no unclaimed property to report, it must file a negative report using the UPD601 form. This indicates that due diligence was conducted and confirms there are no reportable assets.
  • Payment Instructions: Detailed guidelines for remitting cash, stocks, or bonds are often included with the reporting forms. These instructions clarify how to submit payments correctly to the Illinois State Treasurer.
  • Verification Statement: This section of the UPD601 form requires an authorized individual to certify the accuracy of the report. It is essential for validating the information provided and can help avoid penalties for incorrect filings.

By familiarizing oneself with these additional forms and documents, organizations can ensure a more efficient and compliant unclaimed property reporting process in Illinois. Proper attention to detail in each aspect of the reporting will help avoid potential fees and penalties associated with incomplete or inaccurate submissions.

Similar forms

The Texas Unclaimed Property Report is similar to the Illinois Unclaimed Property Reporting form in that it requires businesses to report unclaimed property to the state. Like Illinois, Texas mandates that organizations regularly review their records to identify any unclaimed assets. The Texas form also includes sections for basic business information, types of reports being filed, and verification signatures. Both forms emphasize the importance of due diligence in contacting owners before filing the report, ensuring that organizations take necessary steps to locate rightful owners.

The California Unclaimed Property Report shares many similarities with the Illinois form, particularly in its structure and purpose. California requires businesses to report unclaimed property annually, just like Illinois. Both forms contain sections for contact information, business details, and a verification statement. The California form also includes instructions on due diligence, emphasizing the need for holders to make reasonable efforts to notify owners before submitting their reports. This focus on owner outreach is a common theme in both reporting processes.

The Florida Unclaimed Property Report is another document that aligns closely with the Illinois form. Florida's report requires holders to file information about unclaimed property that has remained inactive for a specified period. Both forms require detailed business information, including the type of report being filed and contact details. In addition, both Florida and Illinois emphasize the necessity of conducting due diligence before filing, ensuring that businesses actively seek out owners of unclaimed assets.

The New York Unclaimed Property Report also mirrors the Illinois form in its requirement for businesses to report unclaimed property. New York has a similar structure, including sections for basic organizational information and types of reports. Both forms require verification signatures from authorized individuals, reinforcing accountability. New York's report also includes a focus on due diligence, reflecting the same commitment to finding property owners that is present in the Illinois process.

The Pennsylvania Unclaimed Property Report shares a common goal with the Illinois form: to ensure unclaimed assets are reported and returned to their rightful owners. The Pennsylvania report includes sections for essential business information, types of reports, and verification. Both states require due diligence efforts to contact owners before filing, highlighting the importance of proactive outreach. This shared approach underscores the commitment to transparency and owner rights in both states.

The Ohio Unclaimed Property Report is similar to the Illinois form in that it mandates businesses to report unclaimed assets after a specific period of inactivity. Both forms require detailed information about the reporting organization, including contact details and verification signatures. Ohio's report also emphasizes the need for due diligence, encouraging businesses to make reasonable efforts to locate owners before submitting their filings. This shared focus on owner outreach reflects a common goal of both states to protect the interests of property owners.

The Michigan Unclaimed Property Report aligns closely with the Illinois form in its purpose and structure. Michigan requires businesses to report unclaimed property that has been inactive for a designated time frame. Both reports include sections for basic organizational details, types of reports, and verification signatures. Michigan also emphasizes the importance of conducting due diligence, requiring businesses to reach out to owners before filing their reports, similar to the Illinois process.

The Massachusetts Unclaimed Property Report shares similarities with the Illinois form in that both require businesses to report unclaimed assets. Massachusetts has a structured approach, including sections for business information, report types, and verification. Both forms highlight the necessity of due diligence in contacting owners prior to filing, reinforcing the shared commitment to protecting property owners' rights. This focus on outreach is a key element in both reporting processes.

The Virginia Unclaimed Property Report also mirrors the Illinois form in its requirement for businesses to report unclaimed property. Virginia's report includes sections for essential organizational details, types of reports, and verification signatures. Both states emphasize the importance of conducting due diligence to locate owners before filing, reflecting a shared commitment to ensuring that unclaimed assets are returned to their rightful owners. This focus on proactive outreach is a common theme in both reporting frameworks.

Dos and Don'ts

When filling out the Illinois Unclaimed Property Reporting form, there are important guidelines to follow. Adhering to these can help ensure a smooth reporting process.

  • Do complete all sections of the form thoroughly. Missing information can lead to delays or penalties.
  • Do issue due diligence letters to property owners 60 to 120 days prior to filing your report. This is a legal requirement for items over $10.00.
  • Don't submit reports without verifying that all information is accurate. Inaccurate reports may incur fees and charges.
  • Don't forget to sign the report. An unsigned report will be returned, delaying the process.

Misconceptions

  • Misconception 1: Only large companies need to file the report.
  • Any business or organization that holds unclaimed property must file the report, regardless of size. This includes small businesses, non-profits, and local government agencies.

  • Misconception 2: The report is only required once.
  • The report must be filed annually. Each year, organizations should review their records to determine if they hold any unclaimed property.

  • Misconception 3: There is no need to perform due diligence.
  • Due diligence is a legal requirement. Organizations must send letters to property owners 60 to 120 days before filing the report for items over $10.00.

  • Misconception 4: Only cash needs to be reported.
  • Various types of property must be reported, including stocks, bonds, and mutual funds. Non-cash items should be listed individually.

  • Misconception 5: You can submit the report without a signature.
  • A signature from an authorized employee is mandatory. If the report is unsigned, it will be returned.

  • Misconception 6: The report can be filed at any time during the year.
  • Reports have specific deadlines. Organizations should be aware of the due date for their annual report to avoid penalties.

  • Misconception 7: It’s acceptable to use any format for the report.
  • While organizations can use their own forms, they must contain the same information as the official UPD601 form. Incomplete reports may incur fees.

  • Misconception 8: You can submit a report even if you have nothing to report.
  • Organizations must still file a report annually, even if there is no unclaimed property. They should mark “NTR” in the payment information section if there is nothing to report.

Key takeaways

When filling out and using the Illinois Unclaimed Property Reporting form, there are several important points to keep in mind:

  • Understand the Requirement: Businesses and organizations must review their records annually to identify any unclaimed property.
  • Identify Your Status: Indicate whether this is your first time filing, a supplemental report, or an annual report.
  • Conduct Due Diligence: Send due diligence letters to property owners 60 to 120 days before filing if the property value exceeds $10.00.
  • Choose Your Reporting Method: Use either electronic reporting for more than 10 records or paper forms for fewer records.
  • Aggregate Small Amounts: Combine items under $25.00 into a single amount, but list all non-cash items individually.
  • Complete All Sections: Ensure that all required information is filled out, including contact details and property specifics.
  • File on Time: Submit your report and payment according to the established deadlines to avoid penalties.
  • Keep Copies: Retain copies of all submitted forms for your records, especially if using a professional service.

By following these key takeaways, you can ensure that your reporting process is smooth and compliant with Illinois regulations.