The 508 From NC DWI Services form is a critical document used in the assessment and monitoring of individuals involved in Driving While Intoxicated (DWI) cases in North Carolina. It helps ensure compliance with state policies and provides a structured way to document findings and corrective actions. For those needing to fill out this form, please click the button below.
The 508 Form for NC DWI Services is an essential document used in the assessment and monitoring of individuals involved in driving while impaired (DWI) incidents. This form includes critical sections that evaluate staff qualifications, clinical assessments, and documentation compliance. It requires providers to verify that staff members are qualified to conduct assessments as per state regulations. Additionally, the form mandates a thorough clinical assessment to identify any substance use disorders, as defined by the DSM-IV. Clients must also sign to acknowledge receipt of information about local DWI service providers and consent to the release of their information. A Certificate of Completion is necessary, confirming that all required steps were taken within a specified timeframe. The form further addresses Driving While License Revoked (DWLR) assessments, detailing the client's diagnosis and treatment referrals. Any areas of noncompliance must be documented, prompting corrective actions as needed. Overall, the 508 Form is a comprehensive tool that ensures accountability and adherence to state policies in managing DWI cases.
NC DIVISION OF MH/DD/SAS
2010-2011 DWI MONITORING TOOL 2 – ASSESSMENT/E508 SYSTEM
Areas deemed not met are documented on the Review Findings and Exit Form. Forms are signed by the Provider indicating acknowledge of findings that result in Plan(s) of Correction as required by Division Policy ACC002 and the Office of DWI Services.
PROVIDER/FACILITY NAME:
PROVIDER CODE:
CLIENT NAME:
RECORD #:
ASSESSMENT DATE:
CONTROL #:
SYSTEM COMPLIANCE FOR ASSESSMENT/CERTIFICATE OF COMPLETION
0 = NOT MET; 1 = MET; 9 = NOT APPLICABLE
RATING
Check √ if this is a Driving While License Revoked (DWLR) Assessment □
SECTION I: STAFF CREDENTIALS/APPROVALS – ASSESEMENT PROVIDERS
In accordance with 10A NCAC 27G.0104
1. Staff is qualified to complete assessments as verified by NCSAPPB.
1.
SECTION II: CLINICAL ASSESSMENT
2. Evidence of DSM-IV diagnosis is present as determined by clinical assessment.
DSM IV Codes: Alcohol Dependence 303.90:
_____
Alcohol Abuse 305.00:
Other: Indicate Disorder or Code: _____
ADETs: No Diagnosis
NOTE: FOR DWLR ASSESSEENTS: Enter “9” and complete Section IV.
3.Evidence of ASAM Patient Criteria is present as determined by clinical assessment.
4.Client Signature is present indicating they were given an updated list of all DWI Providers within their service area.
5.The client signature is present on the Consent Form for Release of Information and includes the various agencies for communicating and reporting findings. (10A NCAC 27G .3807 (d).
2.
3.
4.
5.
SECTION III: DOCUMENTATION: CERTIFICATE OF COMPLETION – e508 SYSTEM
In accordance with Division Policy 0108 eff. 2/1/2008 and Division Policy 1207 eff. 12/1/2007
6.There is evidence that Certificate of Completion was submitted within two (2) weeks of the assessment date.
Assessment Date:_____________ Date Sent to State Office: ____________
7.There is evidence that the provider has managed the e508 system to ensure every step of the process has been completed for the assessment. (Exceptions Noted).
8.The provider has made efforts to resolve holds/rejects within the e508 system that are associated with this client record. (Exceptions Noted).
6.
7.
8.
2010-2011 DWI Monitoring Tool 2
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9.Certificate of Completion Form which indicates date sent to State Office has been signed by professional staff and placed within client file. (Date Sent to State Office does not indicate <blank>).
9.
SECTION IV: DRIVING WHILE LICENSE REVOKED – DWLR
In accordance with Statutory Reference G.S. 20-28
10.Diagnosis was based on clinical assessment that indicates:
a.Early Full Remission _____
b.Sustained Remission _____
c. Partial Remission
d. Other:
11.Client was referred to treatment based on diagnosis of partial remission.
OVERALL
10.
a.
b.
c.
d.
11.
COMMENTS: (Use Additional Comments Sheet as needed)
Findings require corrective actions: (Circle) YES
NO
Auditor Instructions
Use Comments section to indicate areas of noncompliance that result in a Plan of
Correction (POC) and provide details to support findings
Reviewer Signature:
Date:
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ADDITIONAL COMMENTS
_________________________________________________________________________________________________________
Page 3
Page 4
After completing the 508 Form for NC DWI Services, the next steps involve submitting the form and ensuring compliance with the required policies. It is essential to verify that all sections are accurately filled out and that any necessary documentation is attached. Following submission, the provider must monitor for any feedback or required corrections.
The 508 Form is used to document assessments related to Driving While Impaired (DWI) cases in North Carolina. It ensures that providers follow the necessary procedures for evaluating clients and reporting findings. This form is essential for maintaining compliance with state regulations.
Qualified staff members, specifically those approved by the North Carolina Substance Abuse Professional Practice Board (NCSAPPB), are responsible for completing the 508 Form. Their credentials must be verified to ensure accurate assessments.
The assessment section gathers crucial information, including:
This information helps providers evaluate the client's needs and determine appropriate interventions.
If any areas are marked as not met, these findings are documented on the Review Findings and Exit Form. Providers must acknowledge these findings by signing the form, which may lead to the development of a Plan of Correction as required by Division Policy.
The Certificate of Completion must be submitted within two weeks of the assessment date. It should be signed by professional staff and included in the client file. This certificate confirms that all required steps have been completed in the e508 system.
For DWLR assessments, specific criteria must be met, including a clinical diagnosis indicating remission status. The findings from this assessment can lead to referrals for treatment based on the client's diagnosis. Proper documentation is essential for compliance.
Providers must actively manage the e508 system to resolve any holds or rejects associated with a client record. Documenting efforts to address these issues is crucial to ensure compliance and avoid delays in processing.
Failing to provide accurate client information. Ensure that the client's name, record number, and assessment date are filled out correctly. Inaccuracies can lead to delays or complications in processing.
Not checking the box for Driving While License Revoked (DWLR) assessments when applicable. This oversight can affect the overall assessment and compliance ratings.
Omitting the client's signature on the consent form for the release of information. This signature is crucial for legal compliance and communication with other agencies.
Neglecting to document evidence of the DSM-IV diagnosis accurately. This documentation is essential for proper assessment and treatment planning.
Failing to submit the Certificate of Completion within the required two-week timeframe. Late submissions can result in penalties or additional corrective actions.
Not addressing holds or rejects in the e508 system. It is important to resolve any issues promptly to ensure compliance and maintain the integrity of the client record.
Forgetting to sign the Certificate of Completion Form. This signature is necessary to confirm that the form has been reviewed and is part of the client's file.
The 508 Form from NC DWI Services is an important document used in the assessment and monitoring of individuals with DWI offenses. Along with this form, several other documents play crucial roles in ensuring compliance and proper documentation throughout the process. Below is a list of these forms and their purposes.
These documents collectively support the assessment process, ensuring that all necessary information is captured and compliance is maintained. Proper documentation is essential for the effective management of DWI cases and for facilitating the rehabilitation of individuals involved.
The Assessment and Evaluation Form is similar to the 508 From NC DWI Services form in that it also serves to evaluate individuals for treatment and compliance with state regulations. This form collects detailed information about the individual’s background, including their history with substance use and any previous assessments. Like the 508 form, it requires signatures from both the evaluator and the client, ensuring that all parties acknowledge the findings and recommendations made during the assessment process. The focus on documenting compliance with state guidelines is a commonality that underscores the importance of proper evaluation in both documents.
The Consent for Release of Information Form shares similarities with the 508 From NC DWI Services form by emphasizing the necessity of client consent before sharing sensitive information. This form outlines the specific agencies that may receive the client's information, ensuring transparency and respect for the client's privacy. Both documents require the client’s signature to confirm their understanding and agreement, reinforcing the ethical obligation to protect client confidentiality while facilitating necessary communication among treatment providers and other relevant parties.
The Plan of Correction Form is another document akin to the 508 From NC DWI Services form, as it addresses areas where compliance has not been met. This form is used to outline specific steps that the provider will take to correct deficiencies identified during assessments. Just like the 508 form, it requires documentation of findings and a clear plan for improvement, ensuring accountability and a commitment to meeting state standards. The focus on corrective action demonstrates a shared goal of enhancing service delivery and compliance in both documents.
Lastly, the Certificate of Completion Form parallels the 508 From NC DWI Services form by providing official documentation that an individual has completed a required program or assessment. This form includes details such as the date of completion and is signed by professional staff, similar to the requirements outlined in the 508 form. Both documents serve to verify that necessary steps have been taken in accordance with state policies, thereby facilitating the client’s progress and compliance with legal obligations.
When filling out the 508 Form for NC DWI Services, it is important to follow specific guidelines to ensure accuracy and compliance. Below is a list of recommended actions and common mistakes to avoid.
Here are four common misconceptions about the 508 From NC DWI Services form:
Here are key takeaways for filling out and using the 508 Form from NC DWI Services: